21-01662 | 05/04/2022 | Claimant(s): Steven Kanowitz Claimant Lawyers(s): Christine Lazaro Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Sydney H. Crowder Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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20-03189 | 02/22/2022 | Claimant(s): Vincent Fiorentino Claimant Lawyers(s): Kevin Galbraith Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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21-00363 | 10/04/2021 | Claimant(s): Mihir Patel Claimant Lawyers(s): Liam O'Brien Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Preston Martin Arbitrator(s): Richard W. Cutler, Robert E. Anderson, Jonathan Ashley Pomeroy Hearing Site: New York, NY
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19-02819 | 08/27/2021 | Claimant(s): Timothy Zeng Claimant Lawyers(s): Jonathan Sack Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Anna Matsuo Arbitrator(s): Joseph J. Arata, Richard W. Cutler, Bertrand Charles Sellier Hearing Site: New York, NY
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20-04155 | 08/18/2021 | Claimant(s): Christopher McDonagh, Daniel Bauers, Theodore McDonagh Claimant Lawyers(s): Bruce W. Barnes Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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20-02411 | 05/25/2021 | Claimant(s): Peter Schiff Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): A.G.P. / Alliance Global Partners Respondent Lawyers(s): John Venezia Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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20-02847 | 04/05/2021 | Claimant(s): Robert Feighan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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19-02249 | 03/04/2021 | Claimant(s): Christopher Rollins Claimant Lawyers(s): Seth Redniss Respondent(s): Goldman, Sachs and Company, James Esposito, Goldman Sachs Group Inc, Goldman Sachs International, Goldman Sachs Services Limited Respondent Lawyers(s): Theodore O. Rogers Arbitrator(s): Brian Ken Kawakami, Richard W. Cutler, Shelley Teitelbaum Hearing Site: New York, NY
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20-02568 | 12/23/2020 | Claimant(s): Beatriz Vida Claimant Lawyers(s): Laura T. Ruiz Rivera Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara L. Velez Santiago Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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20-01670 | 11/25/2020 | Claimant(s): Yan Binder Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Anne Murphy Arbitrator(s): Richard W. Cutler, Ellen Slipp, John Franklin Udochi Hearing Site: New York, NY
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