| 18-03461 | 11/04/2019 | Claimant(s): Jeffrey Rathmanner
Claimant Lawyers(s): Brooke D. Anthony
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Thomas J. Gmeinder, Michael Herring, Lindsay Keller
Hearing Site: Minneapolis, MN
| | |
| 18-03256 | 10/15/2019 | Claimant(s): Feltl & Company
Claimant Lawyers(s): Debra L. Weiss
Respondent(s): Robert Long
Respondent Lawyers(s): Jared M. Goerlitz
Arbitrator(s): Douglas J. Nesbit, William Benjamin Gavzy, Michael Anthony Pysno
Hearing Site: Minneapolis, MN
| | |
| 19-00432 | 10/09/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Jeremy Mandler
Respondent Lawyers(s): Jeremy Scott Mandler
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
| | |
| 17-02974 | 09/16/2019 | Claimant(s): Diana Peterson
Claimant Lawyers(s): Michael C. Mahoney
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Marko J. Mrkonich
Arbitrator(s): Roger George Lindquist, Peter N. Thompson, Nell Mathews
Hearing Site: Minneapolis, MN
| | |
| 19-00091 | 08/06/2019 | Claimant(s): Timothy Jirak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Barry Goldman
Hearing Site: Minneapolis, MN
| | |
| 18-04093 | 07/24/2019 | Claimant(s): Capital Financial Services.
Claimant Lawyers(s): Gordon Dihle
Respondent(s): Gary Gilbert
Respondent Lawyers(s): Chet Taylor
Arbitrator(s): Jack D. Elmquist
Hearing Site: Minneapolis, MN
| | |
| 18-04241 | 07/16/2019 | Claimant(s): Michael Hogan
Claimant Lawyers(s): Matthew Wolper
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Christina Z. Vourakis
Arbitrator(s): Phyllis Karasov
Hearing Site: Minneapolis, MN
| | |
| 18-00195 | 06/05/2019 | Claimant(s): Tom Nomeland
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Robert Solow, Theodore Allocca, William Quigley, Trident Partners Ltd.
Respondent Lawyers(s): Eric J. Sussman, Robert Paul Solow, William Michael Quigley
Arbitrator(s): Bruce J. Nerland, Jack D. Elmquist, Susan M. Sanger
Hearing Site: Minneapolis, MN
|  | $0 |
| 18-02702 | 05/15/2019 | Claimant(s): Kurt Peterson
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Gregory G. Gocek
Hearing Site: Minneapolis, MN
| | |
| 18-03936 | 05/06/2019 | Claimant(s): Bradley Childs
Claimant Lawyers(s): Bradley D. Childs
Respondent(s): Silber Bennett Financial.
Respondent Lawyers(s): Jamie Bennett
Arbitrator(s): Peter N. Thompson
Hearing Site: Minneapolis, MN
| | |
