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FINRA Awards for Roger George Lindquist

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0297409/16/2019Claimant(s): Diana Peterson
Claimant Lawyers(s): Michael C. Mahoney
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Marko J. Mrkonich
Arbitrator(s): Roger George Lindquist, Peter N. Thompson, Nell Mathews
Hearing Site: Minneapolis, MN

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