Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00606 | 12/21/2022 | Claimant(s): Mitchell Bublitz, IRA Claimant Lawyers(s): Michael MacDonald Respondent(s): Stifel, Nicolaus & Co.., Richard Schultz Respondent Lawyers(s): Julie H. Firestone Arbitrator(s): Jack D. Elmquist, Douglas J. Nesbit, Mary Louise Hilfiker Hearing Site: Minneapolis, MN |  | $1,000 |
| 17-02617 | 11/20/2019 | Claimant(s): Kevin Rouse Claimant Lawyers(s): Kevin Rouse Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Alain Frecon, Mary Louise Hilfiker, Robert Meredith Altman-Segal Hearing Site: Minneapolis, MN | | Rule 12504(b) |
| 11-00118 | 12/07/2011 | Claimant(s): John Warnken Claimant Lawyers(s): Robert B. Bauer Respondent(s): Darrel Amiot Respondent Lawyers(s): Darrel R. Amiot Arbitrator(s): Brett W. Olander, Steven M. Bialick, Mary Louise Hilfiker Hearing Site: Minneapolis, MN | | $100,000 |