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FINRA Awards for Debra L. Weiss

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0325610/15/2019Claimant(s): Feltl & Company
Claimant Lawyers(s): Debra L. Weiss
Respondent(s): Robert Long
Respondent Lawyers(s): Jared M. Goerlitz
Arbitrator(s): Douglas J. Nesbit, William Benjamin Gavzy, Michael Anthony Pysno
Hearing Site: Minneapolis, MN
15-0190903/18/2016Claimant(s): Jerome Grohovsky, Naomi Grohovsky, JPG & Associates.
Claimant Lawyers(s): Joshua Kons
Respondent(s): Sagepoint Financial., Next Financial Group.
Respondent Lawyers(s): Debra L. Weiss, Greg Curley
Arbitrator(s): Ray J. Grzebielski, Lavon C. Phillips, Jerome B. Simon
Hearing Site: Minneapolis, MN
Checkmark IconDismissed by Rule 12206
14-0095204/02/2015Claimant(s): Anita Dial, Anita Dial IRA
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Debra L. Weiss
Arbitrator(s): James A. Lundberg
Hearing Site: Minneapolis, MN
Checkmark Icon$0

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