Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03028 | 09/08/2021 | Claimant(s): Joshua Stroud Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Sara B. Davis, Shelley Davenport Arbitrator(s): Daniel B. MacLeod Hearing Site: Portland, OR | ||
| 20-02681 | 07/07/2021 | Claimant(s): Russell McLean Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): David William Hickman Hearing Site: Portland, OR | ||
| 17-03260 | 06/17/2021 | Claimant(s): James Sturdivant Claimant Lawyers(s): Andrew Campbell Respondent(s): Clinton Holland, Marc Ferries Respondent Lawyers(s): Charles W. Carnese Arbitrator(s): James E. Bartels, Gideon Daniel Caron Hearing Site: Portland, OR | ||
| 21-00665 | 05/24/2021 | Claimant(s): Kimberly Muska Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR | ||
| 20-03053 | 05/18/2021 | Claimant(s): Mark Gaskill Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Ann C. McCague Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR | ||
| 20-02894 | 04/28/2021 | Claimant(s): Grant Johnstone Claimant Lawyers(s): John T. Carr Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Charles Scott McClellan Hearing Site: Portland, OR | ||
| 20-02856 | 03/23/2021 | Claimant(s): Brian McDowell Claimant Lawyers(s): Brian Sun Eagleheart McDowell Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Daniel B. MacLeod, John M. Casey, James John Jurinski Hearing Site: Portland, OR | ||
| 20-02231 | 03/17/2021 | Claimant(s): Colin Williams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): Kenneth James Pedersen Hearing Site: Portland, OR | ||
| 20-01850 | 01/29/2021 | Claimant(s): Daniel Ruediger Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Kenneth James Pedersen Hearing Site: Portland, OR | ||
| 20-02069 | 01/15/2021 | Claimant(s): Brian Horn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Somerset Securities. Respondent Lawyers(s): Thomas Hamlin Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR |