09-02459 | 07/13/2010 | Claimant(s): Thomas Maher Claimant Lawyers(s): Irwin G. Stein Respondent(s): Pacific West Securities. Respondent Lawyers(s): Chance A.E. Hodges Arbitrator(s): George R. Milne, Paul R. Meyer, Bert P. Krages Hearing Site: Portland, OR
| | $593,336 |
08-04373 | 06/04/2010 | Claimant(s): Marina Braun Claimant Lawyers(s): Justine Fischer Respondent(s): Wachovia Securities, Julian Albert Respondent Lawyers(s): Demian J. Betz, Michael J. Abbott Arbitrator(s): Clyde Fahlman, William J. Chambers, G. E. Craig Doupe Hearing Site: Portland, OR
| | $0 |
09-01513 | 05/14/2010 | Claimant(s): Mary Hale, Brianna Nicole Fore, CGM Education Savin, Jared Austin Fore, CGM Educational Savi, Laura Pelkey U/OR/UTMA Mary Belle Hale, Mariah Fore U/OR/UTMA Mary Belle Hale, Nicholas Alexander Fore,CGM Education Sa, Mary Belle Hale CGM IRA Claimant Lawyers(s): Jeffrey S. Salisbury Respondent(s): Citigroup Global Markets., Lloyd Millegan Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Gary F. Purpura, James John Jurinski, Robert Sachs Mandelson Hearing Site: Portland, OR
| | $0 |
08-03839 | 04/30/2010 | Claimant(s): Tavalyn Crim Claimant Lawyers(s): Gregory L. Powell Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Katherine H. O'Neil, Michael G. Hanlon, Lawrence Edward Kelly Hearing Site: Portland, OR
| | Expungement |
09-04757 | 03/03/2010 | Claimant(s): CNS Corporation Claimant Lawyers(s): James L. Buchal Respondent(s): Morgan Stanley Respondent Lawyers(s): Harper Fertig- Robinson Arbitrator(s): Larry T. Coady Hearing Site: Portland, OR
| | $0 |
09-01140 | 03/02/2010 | Claimant(s): Kenneth and Eleanor Nesting Living Trust Claimant Lawyers(s): Jeffrey S. Salisbury Respondent(s): Morgan Stanley & Co., Steve Pedersen, Steven McSharry Respondent Lawyers(s): James J. Fontanilla Arbitrator(s): R. Lee Smith, Nina Vallion, William H. King Hearing Site: Portland, OR
| | $235,710 |
08-00064 | 11/18/2009 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fisher Respondent(s): Kendall Blunt Respondent Lawyers(s): John T. Carr Arbitrator(s): Marvin G. Breen, Joyce L. Tyler, Alan Reginald Doe Hearing Site: Portland, OR
| | |
07-01890 | 09/02/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Minervini Respondent Lawyers(s): Roger Hennagin Arbitrator(s): Robert E.L. Bonaparte, James John Jurinski, John Edward Bersin Hearing Site: Portland, OR
| | |
08-03307 | 07/24/2009 | Claimant(s): Albert Longbotham Trust Claimant Lawyers(s): Robert S. Banks Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Cal G. Gonzales Arbitrator(s): Gerald D. Wygant, Bonny Kathleen Riggs, Katherine H. O'Neil Hearing Site: Portland, OR
| | $76,145 |
08-00947 | 06/26/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Gregory B. Simon Respondent(s): Mitchell Johnson Respondent Lawyers(s): Terrance J. Slominski Arbitrator(s): James A. Bishop, Daniel B. MacLeod, John Robert Oreskovich Hearing Site: Portland, OR
| | |