| 13-00545 | 08/21/2013 | Claimant(s): Renee Wilson
Claimant Lawyers(s): Renee J. Wilson
Respondent(s): Sammons Securities Company
Respondent Lawyers(s): Andrew Harris
Arbitrator(s): O. Meredith Wilson
Hearing Site: Portland, OR
|  | $300 |
| 12-03720 | 08/16/2013 | Claimant(s): Annie Knight, David Knight
Claimant Lawyers(s): David Neuman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jennifer L. Carpenter
Arbitrator(s): Paul R. Meyer, William H. King, John Robert Oreskovich
Hearing Site: Portland, OR
| | Expungement |
| 13-00723 | 08/08/2013 | Claimant(s): Gerald Gooley, Sharon Gooley
Claimant Lawyers(s): Gerald L. Gooley, Sharon Gooley
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Charles Scott McClellan
Hearing Site: Portland, OR
| | Expungement |
| 12-01905 | 07/22/2013 | Claimant(s): Robert Melkesian, Carl Deters IRA
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): James John Jurinski, Bert P. Krages, Grant Franklin Yoakum
Hearing Site: Portland, OR
| | $132,095 |
| 12-03717 | 07/22/2013 | Claimant(s): Linda Gilliam
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Charles Mason, Sagepoint Financial.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Paul R. Meyer
Hearing Site: Portland, OR
| | Expungement |
| 12-03747 | 06/07/2013 | Claimant(s): Robert Musante
Claimant Lawyers(s): Robert Raymond Musante
Respondent(s): Phillip Declet
Respondent Lawyers(s): Phillip Dwight Declet
Arbitrator(s): Linda I. Thomas
Hearing Site: Portland, OR
| | |
| 10-04448 | 05/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Leopold Monaco
Respondent Lawyers(s): Leopold T. Monaco
Arbitrator(s): Alan Stamm, Alan S. Mevis, James H. Fehlberg
Hearing Site: Portland, OR
| | |
| 10-03341 | 03/04/2013 | Claimant(s): Dominga Ruiz, Theron Ruiz, Marinciana
Claimant Lawyers(s): Dominga Ruiz, Theron Ruiz
Respondent(s): Marvin Revoal, Paul Wiggins, KGM International, LTD, Savons
Respondent Lawyers(s): Paul Anthony Wiggins, Paul Wiggins, Scott P. Monfils
Arbitrator(s): Clyde Fahlman, F. Richard Middaugh, William J. Chambers
Hearing Site: Portland, OR
| | $895,790 |
| 11-04219 | 01/07/2013 | Claimant(s): Kenneth Carl, Rebecca Carl
Claimant Lawyers(s): Kenneth J. Carl
Respondent(s): John Menefee, Morgan Stanley, RBC Capital Markets LLC
Respondent Lawyers(s): Adam Kauff, Julie Thrall Burrow
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | $0 |
| 12-00658 | 12/26/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Steven Sanders
Respondent Lawyers(s): J. Ryan Kirchoff
Arbitrator(s): James F. Zotter
Hearing Site: Portland, OR
| | |
