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FINRA Awards for Linda I. Thomas

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0305507/11/2014Claimant(s): Richard Borish
Claimant Lawyers(s): Richard Borish
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Leo Kogan
Arbitrator(s): Linda I. Thomas
Hearing Site: Seattle, WA
12-0374706/07/2013Claimant(s): Robert Musante
Claimant Lawyers(s): Robert Raymond Musante
Respondent(s): Phillip Declet
Respondent Lawyers(s): Phillip Dwight Declet
Arbitrator(s): Linda I. Thomas
Hearing Site: Portland, OR
09-0436603/03/2010Claimant(s): Paul W. & Ginette Schwenn Family Trust
Claimant Lawyers(s): Paul William Schwenn
Respondent(s): Craig Luchinetti, Banc of America Investment Services Inc.
Respondent Lawyers(s): Genna Stephens
Arbitrator(s): Linda I. Thomas
Hearing Site: Seattle, WA
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