FINRA Awards for Wells Fargo Advisors

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Displaying 561-570 out of 967 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-00069	08/19/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): Ali Qureshi Respondent Lawyers(s): Ali Kamran Qureshi Arbitrator(s): Henry G. Plaster Hearing Site: Washington, DC
13-00757	08/19/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica G. Klein Respondent(s): Christopher Bouyear Respondent Lawyers(s): Christopher Bouyear Arbitrator(s): George A. Sellnau Hearing Site: Houston, TX
12-03758	08/15/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): M. Will Respondent Lawyers(s): William A. Settina Arbitrator(s): W. Sean Kelleher Hearing Site: Columbus, OH
11-03461	08/14/2013	Claimant(s): Susan Poller-Newman Claimant Lawyers(s): Christopher C. Coss Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): James P. McLaughlin Arbitrator(s): Philip S. Cottone, Rafael A. Porrata-Doria, Thomas Benjamin Salzer Hearing Site: Philadelphia, PA
12-01246	08/14/2013	Claimant(s): Michael French Claimant Lawyers(s): John L. Franco Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Eric D. Jones Arbitrator(s): Louis H. Miron, Albert J. Cirone, Patrick W. McKeon Hearing Site: Montpelier, VT
13-00840	08/12/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Richard Catanese Respondent Lawyers(s): Richard Catanese Arbitrator(s): Daniel J. McCarthy Hearing Site: Philadelphia, PA
12-03299	08/12/2013	Claimant(s): Yvonne Kloehn Claimant Lawyers(s): G. Martin Meyers Respondent(s): Wachovia Securities, Wells Fargo Advisors, Michael Levine, A.G. Edwards & Sons. Respondent Lawyers(s): Thomas F. Kopshever Arbitrator(s): Bernard M. Levine, Linda J. Baer, Paul Allan Massaro Hearing Site: Newark, NJ		$0
12-00030	08/08/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Geremy Anderson Respondent Lawyers(s): Geremy R. Anderson Arbitrator(s): Maryanne M. Esser Hearing Site: Dallas, TX
12-01577	08/06/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Darwin Campoverde Respondent Lawyers(s): Darwin Douglas Campoverde Arbitrator(s): Charles Kleinbaum Hearing Site: New York, NY
12-03264	08/06/2013	Claimant(s): Evangelos Dimopoulos Claimant Lawyers(s): Evangelos Dimopoulos Respondent(s): Christopher Fontana, Wells Fargo Advisors Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Daniel P. Lund Hearing Site: Miami, FL		Expungement