| 14-00455 | 12/05/2014 | Claimant(s): Michael Petrocci, Palema Petrocci
Claimant Lawyers(s): John Benjamin Carroll
Respondent(s): Wells Fargo Advisors, Clive Buchan, Raymond Patraw
Respondent Lawyers(s): William S. Port
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Syracuse, NY
|  | $866 |
| 13-02007 | 11/26/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Matthew Westley
Respondent Lawyers(s): Desmond P. Curran
Arbitrator(s): Robert S. Sugarman
Hearing Site: Chicago, IL
| | |
| 14-01335 | 11/26/2014 | Claimant(s): John McHugh
Claimant Lawyers(s): Joshua D. Jones
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Frederick Michael Switzer
Hearing Site: St. Louis, MO
| | |
| 14-00377 | 11/25/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mary Jo Hamill Cantu
Respondent(s): Sidney Banks
Respondent Lawyers(s): Sidney Eugene Banks
Arbitrator(s): C. Sumpter Logan
Hearing Site: Little Rock, AR
| | |
| 12-02099 | 11/12/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Cletus Emeziem
Respondent Lawyers(s): Cletus Enyinia Emeziem
Arbitrator(s): Harvey C. Flodin, Deana S. Peck, John Edward Perry
Hearing Site: Phoenix, AZ
| | |
| 13-03175 | 11/12/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
| | |
| 13-02193 | 11/12/2014 | Claimant(s): Randy Greene, Tanya Greene
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Charles E. Riggs, Richard D. Fincher, Bruce J. Pederson
Hearing Site: Albuquerque, NM
| | Expungement |
| 14-00882 | 11/06/2014 | Claimant(s): Robert Friedman
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): J. Burke McCormick
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | |
| 13-00333 | 11/06/2014 | Claimant(s): John Chase, Susan Chase, Chase Charitable Remainder Trust
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): Wells Fargo Advisors, Mark Vandeburgt
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Alan Stamm, Mary M. O'Neil, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
| | $144,808 |
| 14-00895 | 11/05/2014 | Claimant(s): Judy Wentworth Springer
Claimant Lawyers(s): Christine Thurman
Respondent(s): Wells Fargo Advisors, John Blease
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert G. Geeseman
Hearing Site: Jacksonville, FL
| | $300 |
