| 14-03545 | 12/12/2016 | Claimant(s): Bruce Dixon, Eric Bergmann, Marla Dixon
Claimant Lawyers(s): David H. Jarvis
Respondent(s): Jerome Rydell, Wayne Pirmann, Sigma Financial Corporation
Respondent Lawyers(s): Jonathan M. Sterling, Wayne Pirmann
Arbitrator(s): Stephen D Kursman, Lee Hornberger, Carl E. Ver Beek
Hearing Site: Detroit, MI
|  | Expungement |
| 14-00810 | 12/23/2015 | Claimant(s): Hollis Kelly, Timothy Kelly
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Wayne Pirmann, Sigma Financial Corporation
Respondent Lawyers(s): Dennis K. Egan, Max S. Emmer
Arbitrator(s): Patrick R. Sughroue, Raymond Wade Henney, Michele Renee Zinn
Hearing Site: Detroit, MI
| | Expungement |
| 14-02264 | 11/12/2015 | Claimant(s): JSF Inv L.P.
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): John P. Wilson, George King, Vivian L. Kral
Hearing Site: San Francisco, CA
| | Dismissed by Rule 12206 |
| 12-00512 | 06/19/2015 | Claimant(s): Eugene Doskocz, Fiona Doskocz
Claimant Lawyers(s): Anthony Trogan
Respondent(s): A.G. Edwards & Sons., Sigma Financial Corporation
Respondent Lawyers(s): Brent J. Burtin, Jonathan M. Sterling
Arbitrator(s): Barry Goldman, Kendall B. Perry, William Joseph Caprathe
Hearing Site: Detroit, MI
| | $80,000 |
| 13-03337 | 02/25/2015 | Claimant(s): Nicholas Custer, Nicholas R. Custer, IRA
Claimant Lawyers(s): Susan E. Fisher
Respondent(s): Leslie Goldstein, Robert Hart, Sigma Financial Corporation
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Samuel B. Garber
Hearing Site: Chicago, IL
| | $600 |
| 13-02209 | 10/03/2014 | Claimant(s): Carol Humphries, Wilson Humphries
Claimant Lawyers(s): Brian D. Miller, Mitchell S. Ostwald
Respondent(s): Rocco Cortese, Tomas Velken, Sigma Financial Corporation
Respondent Lawyers(s): Avi Wagner, Jonathan M. Sterling
Arbitrator(s): Barbara M. Anscher, Philip Aaron Tymon, Nancy A. Yonge
Hearing Site: San Francisco, CA
| | Expungement |
| 13-03283 | 07/02/2014 | Claimant(s): Serafina Maletti, Vito Maletti, Vito and Serafina Maletti Rev. Trust
Claimant Lawyers(s): Jonathan D. Sweik
Respondent(s): Giovanni Volpe, Sigma Financial Corporation
Respondent Lawyers(s): Jonathan M. Sterling, Khalilah V. Spencer
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | $120 |
| 13-03027 | 06/17/2014 | Claimant(s): Albert Hoeflich, Edward Hoeflich, Eric Hoeflich, REB I
Claimant Lawyers(s): Daniel A. Bakondi, Robert L. Gonser
Respondent(s): Joral Schmalle, Sigma Financial Corporation
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Susan Sangillo Bellifemine, Sam Antar, Sirena Terr
Hearing Site: Newark, NJ
| | Dismissed by Rule 12206 |
| 10-00378 | 12/14/2012 | Claimant(s): Thomas Campbell
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Timothy J. Currier, Mark Scarr, James George Timpa
Hearing Site: Detroit, MI
| | |
| 10-05267 | 06/28/2012 | Claimant(s): Stacie Stallsworth-Bassi
Claimant Lawyers(s): Stacie Stallsworth-Bassi
Respondent(s): Jeffery Graumlich, Sigma Financial Corporation
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Alexandra M. Linden, Paul D. Gutierrez, D. Peter Gleichenhaus
Hearing Site: San Francisco, CA
| | Expungement |
