| 13-01947 | 02/16/2016 | Claimant(s): Louis Ferris, Ferris Children Master Fund, Louis Ferris Irrev Trust FBO A. Ferris, Louis Ferris Irrev Trust FBO C. Ferris, Louis Ferris Irrev Trust FBO J. Ferris, Louis Ferris Irrev Trust FBO L. Ferris, Louis Ferris Irrev Trust FBO R. Ferris, WBNA Collateral Account FBO Louis Ferris
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Wells Fargo Advisors, Steven Zatkin
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Melissa B. VanDam, Melody Ann Werner, Gerald W. Hepp
Hearing Site: Detroit, MI
|  | $0 |
| 14-02240 | 08/24/2015 | Claimant(s): Jeanne Hebert
Claimant Lawyers(s): Jeanne H. Hebert
Respondent(s): Wells Fargo Advisors, Lindsey Barlow
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Steve R. Neuman, Kathy R. Holler, Michele N. O'Brien
Hearing Site: Houston, TX
| | Expungement |
| 14-01380 | 06/05/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alan S. Rafterman
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Tom L. Peterson
Hearing Site: Boston, MA
| | |
| 14-00765 | 05/19/2015 | Claimant(s): New York State Professional Fire Fighter
Claimant Lawyers(s): Joseph M . Dougherty
Respondent(s): Wells Fargo Advisors, Lawrence Natale, Patrick Lane, Tracy Martuscello
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Catherine Ladnier, Frank E. Wolf, Clifford C. Rohde
Hearing Site: Albany, NY
| | Expungement |
| 14-01796 | 04/06/2015 | Claimant(s): Thomas Moran
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Elena G. Rodriguez, Robert J. Bender, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | |
| 14-02482 | 03/17/2015 | Claimant(s): Michael Scongerella
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | |
| 13-01775 | 01/16/2015 | Claimant(s): Betty Schechter, Claire Schechter
Claimant Lawyers(s): Alex E. Rogers
Respondent(s): Wells Fargo Advisors, H. Pietraccini
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Michael P. Marryshow, Catherine Stewart, Robin L. Lewis
Hearing Site: Philadelphia, PA
| | Expungement |
| 14-00849 | 12/10/2014 | Claimant(s): Michael Ovitt
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
| | |
| 13-02640 | 10/28/2014 | Claimant(s): Robert Branscombe
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Ronald L. Cheney, B. J. Krintzman, Philip S. Wellman
Hearing Site: Manchester, NH
| | Expungement |
| 13-02081 | 08/13/2014 | Claimant(s): Thomas Berry
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Irwin Kahn, Gayle S. Sanders, Jeanne M. Keefe
Hearing Site: New York, NY
| | Expungement |
