Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04320 | 06/28/2019 | Claimant(s): Matthew Couzens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | ||
| 19-00081 | 06/14/2019 | Claimant(s): Levi Rachmanov Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Phx Financial. Respondent Lawyers(s): Daniel Otoya Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 19-00213 | 06/13/2019 | Claimant(s): David James Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Eagle Gate Securities. Respondent Lawyers(s): Corporate Officer Arbitrator(s): Marc Kalish Hearing Site: Salt Lake City, UT | ||
| 18-00748 | 06/12/2019 | Claimant(s): Vincent Camarda Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | ||
| 17-02679 | 06/10/2019 | Claimant(s): Michael Digaetano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | ||
| 18-03254 | 06/06/2019 | Claimant(s): Ronald Wetzel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets. Respondent Lawyers(s): Abigail D. Elrod, Barbara Weaver, David I. Hantman Arbitrator(s): Jim Geiger Hearing Site: Baltimore, MD | ||
| 18-02298 | 05/31/2019 | Claimant(s): James Raia Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GunnAllen Financial, J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Jeremy Carr, Soneet R. Kapila Arbitrator(s): Martin A. Edelstein Hearing Site: New York, NY | ||
| 18-04410 | 05/28/2019 | Claimant(s): Theodore Durante Claimant Lawyers(s): Dochtor Kennedy Respondent(s): TFS Securities. Respondent Lawyers(s): Tammy S. Case Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | ||
| 19-00174 | 05/28/2019 | Claimant(s): Jeffery Harper Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Lee H. Goodman Hearing Site: Chicago, IL | ||
| 18-04050 | 05/24/2019 | Claimant(s): Robert Disman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Las Vegas, NV |