Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01243 | 03/13/2024 | Claimant(s): Andrew Ruud Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Briana Al Taqatqa Arbitrator(s): Michael J. Ahlstrom Hearing Site: Nashville, TN | ||
| 23-01203 | 03/13/2024 | Claimant(s): Martin Weiss Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Steven Mark Bell Hearing Site: Des Moines, IA | ||
| 23-01381 | 03/12/2024 | Claimant(s): Bradley Kleinfelter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 23-01204 | 03/07/2024 | Claimant(s): Laif Meidell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Associated Securities Corp. Respondent Lawyers(s): Registered Corporate Agent Arbitrator(s): Mary Margaret Bush Hearing Site: Reno, NV | ||
| 23-01199 | 03/06/2024 | Claimant(s): William Dendy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Mina Madani Hearing Site: Houston, TX | ||
| 23-01238 | 03/06/2024 | Claimant(s): Christopher Wilbratte Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GWN Securities Inc., Legend Equities Corporation Respondent Lawyers(s): Jessica E. Levine, Kathy M. Klock Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 23-01126 | 03/05/2024 | Claimant(s): David Liguori Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Catherine Stewart Hearing Site: Pittsburgh, PA | ||
| 23-01308 | 02/29/2024 | Claimant(s): Curtis Harris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research., MML Investors Services Respondent Lawyers(s): Jeanette E. Dennis, Julie E. Ravis Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 23-01353 | 02/28/2024 | Claimant(s): David Zane Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Investments Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Guillermo L. Bosch Hearing Site: Wilmington, DE | ||
| 23-01447 | 02/16/2024 | Claimant(s): Heath Harris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD |