Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00649 | 11/10/2020 | Claimant(s): Robert Shelton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Howard R. Gaines Hearing Site: Salt Lake City, UT | ||
| 20-00973 | 11/10/2020 | Claimant(s): Brian Bogart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 19-03165 | 11/09/2020 | Claimant(s): Christopher Prassas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pershing LLC, Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein, Joan Schwartz Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 20-01005 | 11/09/2020 | Claimant(s): Brad Lawing Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): C. Sumpter Logan Hearing Site: Kansas City, MO | ||
| 20-01105 | 11/09/2020 | Claimant(s): Steven Adams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Merton E. Marks Hearing Site: Salt Lake City, UT | ||
| 20-00612 | 11/06/2020 | Claimant(s): Adam Rorrer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 20-00375 | 11/05/2020 | Claimant(s): Lindsey Burik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Corey D. Winer Arbitrator(s): William G. Binckes Hearing Site: New York, NY | ||
| 20-01254 | 11/05/2020 | Claimant(s): Heikki von Hellens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Annie Zaffuto Arbitrator(s): John P. Cullem Hearing Site: Jacksonville, FL | ||
| 20-01109 | 11/04/2020 | Claimant(s): Steven Adams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Donald Dreyfus Hearing Site: Salt Lake City, UT | ||
| 20-01364 | 11/04/2020 | Claimant(s): Thomas Hamlin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Timothy W. Snider Arbitrator(s): David William Hickman Hearing Site: Portland, OR |