Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00701 | 02/10/2021 | Claimant(s): Sheila Shaffer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Legg Mason Wood Walker Respondent Lawyers(s): Rosemary Francavilla Arbitrator(s): Kelli J. Jareaux Hearing Site: Washington, DC | ||
| 20-01324 | 02/08/2021 | Claimant(s): Trevor Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): William F. Etherington Hearing Site: Richmond, VA | ||
| 20-01622 | 02/03/2021 | Claimant(s): David Eidell, Derek Christian Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 20-01869 | 02/03/2021 | Claimant(s): Jason Skolnick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA | ||
| 20-02136 | 02/03/2021 | Claimant(s): Brian Kasteler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Suanne M. Parro Hearing Site: Salt Lake City, UT | ||
| 20-02672 | 02/03/2021 | Claimant(s): Ralph Barden Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Kristin L. Wynne Arbitrator(s): Lita S Menkin Hearing Site: Atlanta, GA | ||
| 20-01128 | 01/29/2021 | Claimant(s): Jay Ambroson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gould, Ambroson & Associates Ltd. Respondent Lawyers(s): Jay Allan Ambroson Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | ||
| 20-01927 | 01/29/2021 | Claimant(s): Brandon Sobel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-01464 | 01/27/2021 | Claimant(s): Pedro Dias Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 20-01599 | 01/26/2021 | Claimant(s): Bryon Spicer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): USA Advanced Planners Inc. Respondent Lawyers(s): Frederick Gearhart Arbitrator(s): John F. Burns Hearing Site: Cincinnati, OH |