| 21-01480 | 02/25/2022 | Claimant(s): James Kennedy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VSR Financial Services., Dominion Capital Corporation
Respondent Lawyers(s): David Feldstein, Douglas W. Powell
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 21-01746 | 02/25/2022 | Claimant(s): William Paschal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones, A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolf, Jonathan W. Hackbarth
Arbitrator(s): Theodore Haynes
Hearing Site: Columbia, SC
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| 21-01501 | 02/23/2022 | Claimant(s): Mark Gelbman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Principal Securities.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): M W Gear
Hearing Site: Des Moines, IA
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| 21-01437 | 02/22/2022 | Claimant(s): John Hutchens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fifth Third Securities., Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Nuviah Shirazi, R. Samuel Gilley
Arbitrator(s): Tracy L. Allen
Hearing Site: Indianapolis, IN
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| 21-01946 | 02/14/2022 | Claimant(s): Travis Sullivan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Principal Financial Securities.
Respondent Lawyers(s): Tanya J. McCann
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
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| 20-00518 | 02/11/2022 | Claimant(s): Brok-Alan Woodward-Griffith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jim Geiger
Hearing Site: Manchester, NH
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| 20-01977 | 02/11/2022 | Claimant(s): Bryan Montemurro
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Valic Financial Advisors.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Philip J. Glick
Hearing Site: Kansas City, MO
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| 21-01304 | 02/11/2022 | Claimant(s): Don Salter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Sally G. Williams
Hearing Site: New Orleans, LA
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| 21-01308 | 02/10/2022 | Claimant(s): Shannon Freeland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors, J.P. Morgan Securities
Respondent Lawyers(s): Michael J. Biondi, Neal S. Robb
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
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| 21-01316 | 02/10/2022 | Claimant(s): Damon Slepian
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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