Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00247 | 11/16/2018 | Claimant(s): Edward Fox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirde Wolff Arbitrator(s): Michael S. Matek Hearing Site: Milwaukee, WI | $0 | |
| 18-01143 | 11/16/2018 | Claimant(s): Christopher Conness Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pacific West Securities. Respondent Lawyers(s): Shanon L. Ford Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | $0 | |
| 18-02105 | 11/16/2018 | Claimant(s): Jeffrey Kotch Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric Chartan Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ | $0 | |
| 17-03355 | 11/15/2018 | Claimant(s): Charles Duddingston Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Ann McCague Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN | $0 | |
| 18-01230 | 11/15/2018 | Claimant(s): Shane Brisbin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Patrick S. Christensen Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | $0 | |
| 18-01117 | 11/14/2018 | Claimant(s): Frank Cuenca Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities Service Network, Llc Respondent Lawyers(s): Ronald T. Klimas Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | $0 | |
| 18-01266 | 11/14/2018 | Claimant(s): Travis Hughes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors, The Equitable Life Assurance Society Respondent Lawyers(s): Hector D. Geribon Arbitrator(s): Daniel M. Yamshon Hearing Site: Albuquerque, NM | $0 | |
| 18-01854 | 11/14/2018 | Claimant(s): Richard Wesselt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): The O.N. Equity Sales Company Respondent Lawyers(s): Mark E. Elsener Arbitrator(s): Joseph J. Dougherty Hearing Site: Philadelphia, PA | $0 | |
| 18-01780 | 11/13/2018 | Claimant(s): Laura Raulinaitis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Patrick S. Christensen Arbitrator(s): Robert F. Saint-Aubin Hearing Site: Los Angeles, CA | $0 | |
| 18-01682 | 11/12/2018 | Claimant(s): Christopher Quebedeau Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation, National Planning Corporation Respondent Lawyers(s): Bradley A. Fishman, Scott R. Forbush Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA | $0 |