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FINRA Awards for Dochtor Kennedy

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Displaying 1,031-1,040 out of 1,288 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0085712/10/2018Claimant(s): Mary Carter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus Esq.
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
$0
18-0017812/07/2018Claimant(s): Mary Mullin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
$0
18-0013912/06/2018Claimant(s): Keith Seibert
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
$0
18-0081512/04/2018Claimant(s): Vincent Camarda
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): A. Rene Hollyer
Hearing Site: New York, NY
$0
18-0017012/03/2018Claimant(s): Gregory Chebuske
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities
Respondent Lawyers(s): Eunice C. Jordan
Arbitrator(s): Denise L. Presley
Hearing Site: Boston, MA
$0
18-0067012/03/2018Claimant(s): Richard Happle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
$0
18-0029211/29/2018Claimant(s): Damany Henry
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Eastbrook Capital Group LLC
Respondent Lawyers(s): Legal Department or Compliance Officer
Arbitrator(s): Susan C. Lushing
Hearing Site: New York, NY
$0
18-0116211/29/2018Claimant(s): Travis Hughes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Albuquerque, NM
$0
18-0093311/28/2018Claimant(s): William Byron
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC
$0
18-0131211/28/2018Claimant(s): Jennifer Hatch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
$0

1,288 Results

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