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FINRA Awards for Morgan Stanley & Co.

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Displaying 171-180 out of 308 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0632010/31/2011Claimant(s): Estate of Margaret Cwirko
Claimant Lawyers(s): Robert Mahoney
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly
Arbitrator(s): Dwight Wassong, Edward W. Morris, Joseph Christopher Rosa
Hearing Site: Newark, NJ
Checkmark Icon$241,344
11-0220410/28/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Brian R. Mills
Respondent(s): Joey Dean
Respondent Lawyers(s): Joey Wade Dean
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Little Rock, AR
11-0189410/24/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Jeffrey Zimmerman
Respondent(s): Bryant Hayward
Respondent Lawyers(s): Bryant Sean Hayward
Arbitrator(s): Dennis R. Frohlich
Hearing Site: Denver, CO
10-0457909/30/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Daniel Derechin
Respondent(s): Anthony Fisher
Respondent Lawyers(s): Anthony Fisher
Arbitrator(s): Gary W. Pollack
Hearing Site: Boca Raton, FL
10-0067409/29/2011Claimant(s): The Core Fund
Claimant Lawyers(s): Victoria H Buter
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Gordon R. Bowker, Maurice M. Feller, Andrew Karay
Hearing Site: Tampa, FL
Checkmark Icon$0
10-0515609/28/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Jennifer Adorjan
Respondent Lawyers(s): Jennifer S. Adorjan
Arbitrator(s): Sanford J. Prizant, Lee H. Goodman, Irving A. Chesler
Hearing Site: Chicago, IL
10-0011909/20/2011Claimant(s): Delana Blake
Claimant Lawyers(s): J. Gusty Yearout
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Ryan Hamm
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Donald Milo Helton, Laree Payne Kennedy, Debra Black Leo
Hearing Site: Birmingham, AL
Checkmark Icon$190,000
10-0025409/16/2011Claimant(s): Thomas Gannon, IRA
Claimant Lawyers(s): Scott D. Livingston
Respondent(s): Joseph Molinero, Morgan Stanley & Co.
Respondent Lawyers(s): Douglas W. Hyman
Arbitrator(s): Jeffrey M. Bain, Steven P. Franckhauser, Max D. Halpern
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
10-0437908/31/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Derrick Watts
Respondent Lawyers(s): Derrick T. Watts
Arbitrator(s): Barry Goldman
Hearing Site: Chicago, IL
09-0136408/25/2011Claimant(s): Debra Swann
Claimant Lawyers(s): Debra Swann
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Christopher Wilson
Arbitrator(s): M. Michael Cramer, Brenda J. Stovall, Evelyn D. Pisegna-Cook
Hearing Site: Baltimore, MD
Checkmark Icon$30,000

308 Results

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