| 18-02363 | 02/13/2019 | Claimant(s): Michael Casey
Claimant Lawyers(s): Clinton Marrs
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Anthony D. DeToro, Philip H. Marmurowski, Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | |
| 18-01909 | 01/23/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Justin M. Garbaccio
Respondent(s): Derrick Beard, DuSable Group International dba DGI INC
Respondent Lawyers(s): Corporate Office, Derrick Beard
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Las Vegas, NV
|  | $0 |
| 17-02820 | 01/22/2019 | Claimant(s): Jon Erickson
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Elliott D. Finkel, Mark S. Priver, William Ogburn Huggins
Hearing Site: Las Vegas, NV
| | |
| 17-02890 | 10/11/2018 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Dorothy Powers
Respondent Lawyers(s): Dorothy Greppin Powers
Arbitrator(s): Morris S. Getzels, Edwin John Apenbrink, William Ogburn Huggins
Hearing Site: Las Vegas, NV
| | |
| 18-00375 | 08/13/2018 | Claimant(s): Mukund Vasa
Claimant Lawyers(s): Mukund L. Vasa
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Las Vegas, NV
| | $0 |
| 17-03271 | 08/08/2018 | Claimant(s): Edward Montanez
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Erik R. Siering
Hearing Site: Las Vegas, NV
| | |
| 17-03142 | 06/12/2018 | Claimant(s): Edward Montanez
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Las Vegas, NV
| | |
| 17-02087 | 04/30/2018 | Claimant(s): Timofey & Evgeniya Zharikova
Claimant Lawyers(s): John Salvino
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Elliott David Finkel
Hearing Site: Las Vegas, NV
| | $0 |
| 17-02535 | 04/19/2018 | Claimant(s): Mitchell Horst
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Michael John Florio
Hearing Site: Las Vegas, NV
| | |
| 16-03171 | 03/29/2018 | Claimant(s): Carol S. Warman, IRA, Paul Warman, Warman Revocable Trust dated 10-09-98
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): Morgan Stanley, George Manska, Lynda Schultz
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Larry Edmonson, A. Joel Klein, Daniel Clay McGuire
Hearing Site: Las Vegas, NV
| | Expungement |
