| 19-02884 | 03/04/2020 | Claimant(s): Securities America.
Claimant Lawyers(s): Chad Weaver
Respondent(s): Ryan Kaufman
Respondent Lawyers(s): Ryan Thomas Kaufman
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
| | |
| 18-03453 | 11/20/2019 | Claimant(s): Lonny Bohling
Claimant Lawyers(s): Dennis G. Peatrowsky
Respondent(s): Kenneth Hackett, Raymond James Financial Services.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Henry R Cox, Thomas J. Pleiss, John R. Loss
Hearing Site: Omaha, NE
| | |
| 19-00011 | 10/10/2019 | Claimant(s): Garret Morgan
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
| | |
| 17-01674 | 08/22/2019 | Claimant(s): Richard Wagenfeld
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): J.P. Morgan Securities, Securities America., Michael Long
Respondent Lawyers(s): Chad Weaver, Michael J. Charlillo
Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Jonathan Polland
Hearing Site: San Francisco, CA
|  | $0 |
| 18-01429 | 08/21/2019 | Claimant(s): Harry Paez
Claimant Lawyers(s): Harry Paez
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): James A. Bush, John M Wilson, Thomas L. Marshall
Hearing Site: San Diego, CA
| | |
| 18-03819 | 08/07/2019 | Claimant(s): Thomas Goodson
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | |
| 18-03682 | 05/31/2019 | Claimant(s): Brian Levy
Claimant Lawyers(s): Frances Menzer
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | |
| 18-01826 | 05/08/2019 | Claimant(s): Pablo Vaquera
Claimant Lawyers(s): Pablo Raul Vaquera
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Daniel A. Seiver, Jack R. Goetz, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
| | |
| 18-00989 | 04/15/2019 | Claimant(s): Richard Allison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
| | |
| 18-00122 | 04/10/2019 | Claimant(s): Paula Tyler, Trustee Tyler Family Trust
Claimant Lawyers(s): Joseph S. Schuchert
Respondent(s): National Securities Corporation, Folio Investments.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Mary M. O'Neil, Earl Robert Jordan, Bonnie Chavez
Hearing Site: Los Angeles, CA
| | $0 |
