Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00910 | 09/30/2020 | Claimant(s): Securities America. Claimant Lawyers(s): Chad Weaver Respondent(s): Elliott Cox Respondent Lawyers(s): Elliott Charles Cox Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA | ||
| 19-02981 | 07/13/2020 | Claimant(s): Brenda Rossman Claimant Lawyers(s): Adam Gana Respondent(s): Investment Architects. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mark Alan Sevigny, Gregory Douglas Stone, Carolyn Renee Payne Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12206/12504 |
| 19-02884 | 03/04/2020 | Claimant(s): Securities America. Claimant Lawyers(s): Chad Weaver Respondent(s): Ryan Kaufman Respondent Lawyers(s): Ryan Thomas Kaufman Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA | ||
| 18-03453 | 11/20/2019 | Claimant(s): Lonny Bohling Claimant Lawyers(s): Dennis G. Peatrowsky Respondent(s): Kenneth Hackett, Raymond James Financial Services. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Henry R Cox, Thomas J. Pleiss, John R. Loss Hearing Site: Omaha, NE | ||
| 19-00011 | 10/10/2019 | Claimant(s): Garret Morgan Claimant Lawyers(s): Scott E. Rahn Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 17-01674 | 08/22/2019 | Claimant(s): Richard Wagenfeld Claimant Lawyers(s): Val D. Hornstein Respondent(s): J.P. Morgan Securities, Securities America., Michael Long Respondent Lawyers(s): Chad Weaver, Michael J. Charlillo Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Jonathan Polland Hearing Site: San Francisco, CA | | $0 |
| 18-01429 | 08/21/2019 | Claimant(s): Harry Paez Claimant Lawyers(s): Harry Paez Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): James A. Bush, John M Wilson, Thomas L. Marshall Hearing Site: San Diego, CA | ||
| 18-03819 | 08/07/2019 | Claimant(s): Thomas Goodson Claimant Lawyers(s): Amir Tadjedin Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 18-03682 | 05/31/2019 | Claimant(s): Brian Levy Claimant Lawyers(s): Frances Menzer Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 18-01826 | 05/08/2019 | Claimant(s): Pablo Vaquera Claimant Lawyers(s): Pablo Raul Vaquera Respondent(s): National Planning Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Daniel A. Seiver, Jack R. Goetz, Stephen Howard Marcus Hearing Site: Los Angeles, CA |