| 13-02625 | 04/08/2016 | Claimant(s): David Gilg
Claimant Lawyers(s): James J. Eccleston
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Emily J. Lewis, Richard Charles Miller, Phillip Lawrence Wright
Hearing Site: Columbus, OH
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| 13-02990 | 02/25/2015 | Claimant(s): Belgica Vidal
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Rebecca A. Novak, Doris Lindbergh, Christine Moore
Hearing Site: New York, NY
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| 13-02394 | 10/24/2014 | Claimant(s): Noah Morgan
Claimant Lawyers(s): Noah C. Morgan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert J. Scafuri, Chris D. Kontos, Howard T.D. Spence
Hearing Site: Detroit, MI
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| 12-04215 | 06/10/2014 | Claimant(s): Randall Auker
Claimant Lawyers(s): Stacie H. Rosenzweig
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): James D. Adducci, Kenneth J. Good, Thomas Michael Genovese
Hearing Site: Chicago, IL
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| 13-00010 | 11/26/2013 | Claimant(s): Steven Brahy
Claimant Lawyers(s): Steven Brahy
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Melvin S. Feldman, Michael M. Perrigue, Olivia J. Valentine
Hearing Site: Los Angeles, CA
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| 12-04218 | 09/05/2013 | Claimant(s): Daniel Alfonso
Claimant Lawyers(s): Daniel Alfonso
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): George G. Kurschner
Hearing Site: Miami, FL
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| 12-03144 | 08/13/2013 | Claimant(s): Zhi Poon
Claimant Lawyers(s): Zhi C. Poon
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Franklin P. Chapman, Robert B. Schmidt, Steven David Leader
Hearing Site: New York, NY
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| 11-04651 | 07/23/2013 | Claimant(s): Thomas Mikula
Claimant Lawyers(s): Gavin J. Fleming
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Michael J. Meeusen, Richard Joseph Rankin, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
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| 11-01483 | 07/20/2012 | Claimant(s): Kurt Pham
Claimant Lawyers(s): Kurt Huy Pham
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Mary Curran, Lester Friedman, Arocles Aguilar
Hearing Site: San Francisco, CA
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| 08-04833 | 04/10/2012 | Claimant(s): Jeffrey Concepcion
Claimant Lawyers(s): Daniel M. Connell
Respondent(s): Lincoln Financial Advisors
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jeffrey M. Bain, Harvey Michael Rosenberg, Kimberly C. Lawrence
Hearing Site: Cleveland, OH
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