| 12-03415 | 10/11/2013 | Claimant(s): Thomas Giusto
Claimant Lawyers(s): Troy Greenfield
Respondent(s): Christina Price, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Gerald D. Wygant, Wendy L. Harris, James John Jurinski
Hearing Site: Portland, OR
|  | Expungement |
| 13-00001 | 10/04/2013 | Claimant(s): Kevin Hardesty
Claimant Lawyers(s): Kevin E. Hardesty
Respondent(s): Gary Jurden, Riversource Distributors.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | $23,366 |
| 12-01905 | 07/22/2013 | Claimant(s): Robert Melkesian, Carl Deters IRA
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): James John Jurinski, Bert P. Krages, Grant Franklin Yoakum
Hearing Site: Portland, OR
| | $132,095 |
| 11-04219 | 01/07/2013 | Claimant(s): Kenneth Carl, Rebecca Carl
Claimant Lawyers(s): Kenneth J. Carl
Respondent(s): John Menefee, Morgan Stanley, RBC Capital Markets LLC
Respondent Lawyers(s): Adam Kauff, Julie Thrall Burrow
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | $0 |
| 10-04283 | 04/14/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Tony Barbisan
Respondent Lawyers(s): Tony Carlo Barbisan
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | |
| 10-00889 | 01/24/2011 | Claimant(s): Black Rose Equity Management LLC
Claimant Lawyers(s): Sandra P. Espinosa
Respondent(s): Donald Williams
Respondent Lawyers(s): Donald Erick Williams
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | |
| 10-00885 | 08/26/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Gary Feldman
Respondent Lawyers(s): Neal M. Goldstein
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | |
| 09-01513 | 05/14/2010 | Claimant(s): Mary Hale, Brianna Nicole Fore, CGM Education Savin, Jared Austin Fore, CGM Educational Savi, Laura Pelkey U/OR/UTMA Mary Belle Hale, Mariah Fore U/OR/UTMA Mary Belle Hale, Nicholas Alexander Fore,CGM Education Sa, Mary Belle Hale CGM IRA
Claimant Lawyers(s): Jeffrey S. Salisbury
Respondent(s): Citigroup Global Markets., Lloyd Millegan
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Gary F. Purpura, James John Jurinski, Robert Sachs Mandelson
Hearing Site: Portland, OR
| | $0 |
| 07-01890 | 09/02/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Minervini
Respondent Lawyers(s): Roger Hennagin
Arbitrator(s): Robert E.L. Bonaparte, James John Jurinski, John Edward Bersin
Hearing Site: Portland, OR
| | |
| 03-08688 | 06/10/2008 | Claimant(s): Jordan Gates
Claimant Lawyers(s): Michael C. Lewton
Respondent(s): Allmerica Financial Corporation, Allmerica Financial Life Ins & Annuity, Allmerica Investment Management Co., Veravest Investment Advisors., Veravest Investments.
Respondent Lawyers(s): Michael G. Donovan
Arbitrator(s): William J. Chambers, James John Jurinski, Christopher C. S. Blattner
Hearing Site: Portland, OR
| | |
