20-03124 | 06/14/2021 | Claimant(s): Thomas Conway Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL
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20-02955 | 05/24/2021 | Claimant(s): William Tomes Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Martin M. Van Luven Hearing Site: Jacksonville, FL
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20-03194 | 04/29/2021 | Claimant(s): Charles Miller Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc., Citicorp Investment Services Respondent Lawyers(s): Adam Kauff, Demian J. Betz, Kathryn D. Perreault Arbitrator(s): Martin A. Feigenbaum Hearing Site: Boca Raton, FL
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20-02939 | 04/12/2021 | Claimant(s): Christine Kelley Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL
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20-03252 | 04/01/2021 | Claimant(s): Gregory Katulka Claimant Lawyers(s): Kurt Kalberer Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deirdre Wolff, Kathryn D. Perreault Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA
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20-02581 | 03/29/2021 | Claimant(s): Thomas Threlfall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Peter A. Goldman Hearing Site: New York, NY
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20-02845 | 03/04/2021 | Claimant(s): James Krantz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Sherri Lynne Kimmell Hearing Site: Atlanta, GA
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20-02657 | 02/18/2021 | Claimant(s): Everett Weinberger, William Giordano Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY
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20-01493 | 12/17/2020 | Claimant(s): Dennis Hall Claimant Lawyers(s): Susan M. Kelleher Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ
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20-00996 | 09/17/2020 | Claimant(s): Joshua Garrett Claimant Lawyers(s): Harris Freedman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL
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