| 13-02552 | 12/08/2014 | Claimant(s): Maria Lipton
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Juan Larrain, Morgan Stanley
Respondent Lawyers(s): Gerard A. Riso, Tracy L. Gerber
Arbitrator(s): Daniel Robbins, Regina Irena Arnold Mullen, Andrew Joseph Donovan
Hearing Site: New York, NY
| | |
| 12-03470 | 03/26/2014 | Claimant(s): Deborah Bernick
Claimant Lawyers(s): Howard S. Meyers
Respondent(s): Andrew Dorman, Anthony Salino, Buckman, Buckman & Reid.
Respondent Lawyers(s): Andrew Dorman, Anthony John Salino, Mark J. Astarita
Arbitrator(s): Daniel Robbins
Hearing Site: New York, NY
|  | $0 |
| 12-02085 | 11/22/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Guilherme Kuchkarian
Respondent Lawyers(s): A. Rene Hollyer
Arbitrator(s): Daniel Robbins, Keith Eric Bettencourt, Peter Susser
Hearing Site: New York, NY
| | |
| 10-05479 | 04/26/2012 | Claimant(s): Frank Criscola
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Daniel Robbins, Herman Taub, Howard Weitz
Hearing Site: New York, NY
| | $159,902 |
| 10-01249 | 08/29/2011 | Claimant(s): Lisa Francis
Claimant Lawyers(s): Lisa Melinda Francis
Respondent(s): Bluestone Capital Corporation
Respondent Lawyers(s): Matthew Gohd
Arbitrator(s): David L. Binhak, Daniel Robbins, Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 09-04454 | 12/23/2010 | Claimant(s): Collins Capital LLC
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jeffrey Samsen, J.P. Morgan Securities, Bear Stearns Asset Backed Securities Fun, Bear Stearns Asset Management Inc., Bear Stearns Securities Clearing Corp, Bear, Stearns & Co.., J.P. Morgan Chase & Co., J.P. Morgan Clearing Corp., The Bear Stearns Companies.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Alan S. Braunshweiger, Daniel Robbins, Michele S. Riley
Hearing Site: New York, NY
| | Expungement |
| 08-01373 | 09/22/2010 | Claimant(s): Obsidian Financial Group
Claimant Lawyers(s): Brian Reis
Respondent(s): Vincent Bentivegna
Respondent Lawyers(s): Vincent Dominic Bentivegna
Arbitrator(s): Peter A. Goldman, Daniel Robbins, Martin J. Malia
Hearing Site: New York, NY
| | |
| 04-04876 | 09/02/2010 | Claimant(s): Ronald Roganti
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Metropolitan Life Insurance Company
Respondent Lawyers(s): Steven Yarusinsky
Arbitrator(s): Catherine Ladnier, George W. Fehling, Daniel Robbins
Hearing Site: New York, NY
| | |
| 09-06800 | 08/12/2010 | Claimant(s): Frank Altomaro
Claimant Lawyers(s): Frank Altomaro
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Amy Gare
Arbitrator(s): Daniel Robbins, Steven David Leader, Ralph A. DeSena
Hearing Site: New York, NY
| | |
| 09-01320 | 11/05/2009 | Claimant(s): The Benward Family Trust DTD 1/17/2000
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Rebecca L. Burnaugh
Arbitrator(s): Daniel Robbins
Hearing Site: New York, NY
| | $25,425 |
