Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00622 | 01/11/2019 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Michael Bessette Respondent(s): Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Sampson Arbitrator(s): William G. Binckes Hearing Site: New York, NY | ||
| 18-00578 | 12/28/2018 | Claimant(s): Shawn Richardson Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services Respondent Lawyers(s): Alan S. Brodherson, Geoffrey S. Beckham Arbitrator(s): Peter H. Daly Hearing Site: Seattle, WA | ||
| 18-00657 | 12/10/2018 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Michael Bessette Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Joseph J. Arata Hearing Site: New York, NY | ||
| 18-00672 | 11/16/2018 | Claimant(s): David Munoz Claimant Lawyers(s): Michael Bessette Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Chan H. Nam Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 18-00373 | 11/01/2018 | Claimant(s): Gary Davis Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Samuel L. McClaren Hearing Site: Denver, CO | ||
| 18-00662 | 10/25/2018 | Claimant(s): Josephine White Claimant Lawyers(s): Michael Bessette Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Randi P. Spallina Arbitrator(s): Herb Schwartz Hearing Site: San Francisco, CA | ||
| 18-00208 | 10/04/2018 | Claimant(s): Jared Smith Claimant Lawyers(s): Michael Bessette Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Laurel Littman Gothelf Hearing Site: Seattle, WA | ||
| 18-00232 | 09/19/2018 | Claimant(s): John Hyland Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 18-00034 | 09/13/2018 | Claimant(s): Douglas Donnelly Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services Respondent Lawyers(s): Alan S. Brodherson, Matthew P. Fischer Arbitrator(s): Helen Marinak Blohm Hearing Site: Seattle, WA | ||
| 18-00401 | 09/10/2018 | Claimant(s): Bruce Ballard Claimant Lawyers(s): Michael Bessette Respondent(s): Morgan Stanley Respondent Lawyers(s): Todd A. Holeman Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI |