| 16-01380 | 10/10/2018 | Claimant(s): Isaiah Warren, Mykiah Warren, Terrell Warren, Tyrell Warren, Frank William Warren, IV, The Estate of Frank Warren
Claimant Lawyers(s): Bob Wynne, James E. Shields
Respondent(s): Beatriz Cadena, Frances Moore, Morgan Keegan & Company
Respondent Lawyers(s): Robert J. Dressel
Arbitrator(s): Mary Elizabeth Skelnik, Daniel Patrick Hurley, Frank A. Little, Jr.
Hearing Site: New Orleans, LA
| | |
| 17-00629 | 09/12/2018 | Claimant(s): Joe Zuech, Wendy Zuech
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Henry J. Ackels, Mary Elizabeth Skelnik, Larry Adair
Hearing Site: Dallas, TX
|  | Expungement |
| 17-02730 | 08/03/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason Warner
Respondent(s): Ty Coke
Respondent Lawyers(s): Ty Bradley Coke
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | |
| 16-02331 | 06/27/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Donald R. Littlefield
Respondent(s): Benjamin Bowden
Respondent Lawyers(s): Benjamin J. Bowden
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | |
| 16-03384 | 06/20/2017 | Claimant(s): Brenda Anderson, John Anderson
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Jerry McCutchen, Berthel, Fisher & Company Financial Serv, Next Financial Group.
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Harvey R. Linder, Mary Elizabeth Skelnik, Joseph Neal Richardson
Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
| 13-03158 | 11/05/2015 | Claimant(s): Lawrence Rosenbloom, Bevrose Investments LP, Emmrose Investments LP, LNR Investments LP, Penrose Investments LP, Rosenbloom Charitable Rem Trust
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Ann Blaess Kimball, Andrea U. Calve, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $0 |
| 12-00559 | 02/12/2013 | Claimant(s): Ema Russell, Hal Boyd, Juvenile Diabetes Research Foundation, The American Cancer Society., The American Foundation for Aids Resch., The Arthritis Foundation, South Central, The Estate of Charles A. Carr, R.L. Donald, Jr. Family Trust, Jr. Gen. Skip. Marital Trst
Claimant Lawyers(s): William A Wollard
Respondent(s): Wells Fargo Advisors, Danny Barlow, Robert Barlow, Executor of the Estate Neva Henderson Do, TTEE of Neva Henderson Donald Liv Trust
Respondent Lawyers(s): C. Jane Thacker, Jack D. Ballard
Arbitrator(s): Edward J. Lynch, Mary Elizabeth Skelnik, Clement Osimetha
Hearing Site: Dallas, TX
| | Stipulated Award and Expungement |
| 11-03636 | 12/13/2012 | Claimant(s): PR Liquidating Trust
Claimant Lawyers(s): Andrew B. Sommerman
Respondent(s): Securities Network LLC
Respondent Lawyers(s): Jonathan S. Self
Arbitrator(s): Edwin J. Tomko, David Max Sanderford, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $1,549,440 |
| 12-01805 | 11/09/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Michael Mangrum
Respondent Lawyers(s): Michael Frederick Mangrum
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | |
| 11-01875 | 03/30/2012 | Claimant(s): Marvin Blum
Claimant Lawyers(s): Richard A. Lewins
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): William E. Hartsfield, Joseph G. Werner, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $1,506,800 |
