| 14-01705 | 07/08/2015 | Claimant(s): Estate of John Lidell
Claimant Lawyers(s): Lloyd S. Clareman
Respondent(s): Jason Klabal, Michael Mariani, Legend Securities.
Respondent Lawyers(s): David A. Gehn, Lawrence R. Gelber, Michael A. Mariani
Arbitrator(s): Susan C. Lushing, Richard Lee Mansdoerfer, Michele S. Riley
Hearing Site: New York, NY
|  | $61,867 |
| 14-00767 | 05/19/2015 | Claimant(s): Michael Cioffi
Claimant Lawyers(s): Jonathan Sack
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Roger J. Hawke, Howard J. Stiefel, James M. Rhodes
Hearing Site: New York, NY
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| 12-00260 | 08/08/2013 | Claimant(s): James Nangle
Claimant Lawyers(s): Todd Gutfleisch
Respondent(s): SG Americas Securities, Societe Generale
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Martin Jay Siegel, David Finnegan, Peter McClellan Wright
Hearing Site: New York, NY
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| 12-01803 | 05/17/2013 | Claimant(s): Douglas Cornett
Claimant Lawyers(s): Jonathan Sack
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Sam Antar, Betty Chen, John K. Evans
Hearing Site: New York, NY
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| 12-01596 | 10/05/2012 | Claimant(s): Euna Shim
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): SG Americas Securities
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
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| 10-01810 | 11/15/2011 | Claimant(s): John Burke
Claimant Lawyers(s): Michael E. Grenert
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Eugene G. P. Byrne, Denise L. Quarles
Hearing Site: New York, NY
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| 10-05192 | 11/04/2011 | Claimant(s): CIBC World Markets Corp.
Claimant Lawyers(s): Lloyd S. Clareman
Respondent(s): Stanley Stern
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Ellyn S. Roth, Terrance J. Nolan, John Clark Van Steen
Hearing Site: New York, NY
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| 10-01016 | 04/18/2011 | Claimant(s): Richard Turnbull
Claimant Lawyers(s): Laurence S. Moy
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Michael Ross, Peter P. Skomorowsky, Lynne M. Reid-McQueen
Hearing Site: New York, NY
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| 03-09101 | 11/22/2010 | Claimant(s): Redwood Partners, Spectra Financial Group
Claimant Lawyers(s): James M Wines
Respondent(s): CIBC World Markets Corp., CSS
Respondent Lawyers(s): Jennifer Zordani, Lloyd S. Clareman
Arbitrator(s): Judith R. MacDonald, Thomas Caiaffa, Earl S. Schwarz
Hearing Site: New York, NY
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| 08-04521 | 10/11/2010 | Claimant(s): Betsy Van Hees
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): Cowen and Company
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Sheldon Michaels, Joseph Berzok, Terri Coster Boesch
Hearing Site: San Francisco, CA
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