| 17-00285 | 05/23/2018 | Claimant(s): Stuart Sherman
Claimant Lawyers(s): Becky Steiger
Respondent(s): Sagepoint Financial., Thomas Goodson, AmeriFlex
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Robert Dean McKinley
Hearing Site: Los Angeles, CA
|  | $0 |
| 17-02047 | 05/16/2018 | Claimant(s): Benel Inc
Claimant Lawyers(s): Rone Oren
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Sandra L. Malek, Milton N. Gross, Noel Harvey Applebaum
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01618 | 05/09/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Donavan Mayes, Gayle Bullock, William Bullock
Respondent Lawyers(s): Stephany D. McLaughlin, Timothy N Will
Arbitrator(s): Andrew M. Mintzer, Dorothy B. Strackbein, Owen Frances
Hearing Site: Los Angeles, CA
| | $0 |
| 17-02359 | 05/08/2018 | Claimant(s): Ralph Slocum
Claimant Lawyers(s): Armin Sarabi
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Hillary A. Darnell
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
| | $0 |
| 17-02026 | 05/07/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Allison Lintell
Respondent Lawyers(s): Jesse H. Kibort
Arbitrator(s): Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
| | $0 |
| 16-03407 | 04/23/2018 | Claimant(s): Thomas Calder
Claimant Lawyers(s): Thomas B. Calder
Respondent(s): Financial West Group
Respondent Lawyers(s): Edward Zusman
Arbitrator(s): Sandra L. Malek, Elliott David Finkel, Michael Craig Ditty
Hearing Site: Los Angeles, CA
| | $0 |
| 17-02565 | 04/19/2018 | Claimant(s): Gary Barnbaum
Claimant Lawyers(s): Gary M. Barnbaum
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): Edward A. Trabin
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00308 | 04/12/2018 | Claimant(s): John Storm
Claimant Lawyers(s): John Gregory Storm
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Marie Ann Stein, Steven H. Gentry, Mario Cavar Bickham
Hearing Site: Los Angeles, CA
| | $0 |
| 16-02661 | 04/02/2018 | Claimant(s): Elaine Peconi, The Elaine Peconi Trust
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Mary M. O'Neil, Natalie Panossian-Bassler, Stephen Mack
Hearing Site: Los Angeles, CA
| | $0 |
| 17-02527 | 03/28/2018 | Claimant(s): Rafael De Vengoechea
Claimant Lawyers(s): Owen Harnett
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | $0 |
