| 18-04362 | 02/11/2020 | Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC, First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden, Jon D. Kaplon
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 19-00153 | 02/06/2020 | Claimant(s): Michael Tusing
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Gideon Mark
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | $0 |
| 19-01319 | 02/05/2020 | Claimant(s): Steven Moreno
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): John E. Ohashi, Jack R. Goetz, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | $0 |
| 19-01536 | 02/05/2020 | Claimant(s): Tiffany Wright
Claimant Lawyers(s): Frances Menzer
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | $0 |
| 19-01831 | 02/04/2020 | Claimant(s): Mark Lininger
Claimant Lawyers(s): Harris Freedman
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
| | $0 |
| 19-01458 | 01/30/2020 | Claimant(s): David Choi
Claimant Lawyers(s): Harris Freeman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D, Kaplon
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 19-01320 | 01/29/2020 | Claimant(s): Christina Billington as S. Trustee
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jaqueline R. Meyers
Arbitrator(s): Theodore E. Danciart, Olivia J. Valentine, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
|  | $0 |
| 16-02244 | 01/21/2020 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Justin McDonald
Respondent Lawyers(s): Joshua A. Cohen
Arbitrator(s): Michael John Florio
Hearing Site: Los Angeles, CA
| | $0 |
| 19-02110 | 01/13/2020 | Claimant(s): Holly Kwon
Claimant Lawyers(s): Holly H. Kwon
Respondent(s): Jaehwan Kim, Yong Kim
Respondent Lawyers(s): Jaehwan Kim, Yong Soo Kim
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
| | $12,757 |
| 19-01112 | 12/26/2019 | Claimant(s): Allen Schreiber
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
| | $0 |
