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FINRA Awards for Kaplon

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0145801/30/2020Claimant(s): David Choi
Claimant Lawyers(s): Harris Freeman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D, Kaplon
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA

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