Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00241 | 03/20/2020 | Claimant(s): Ruth Forester Claimant Lawyers(s): Ruth Forester Respondent(s): Randall Karl, Lucia Securities Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA |  | $0 |
| 19-02191 | 03/16/2020 | Claimant(s): David Sipe Claimant Lawyers(s): Frances Menzer Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | $0 | |
| 19-02400 | 03/16/2020 | Claimant(s): Timothy Metcalf Claimant Lawyers(s): Audette Paul Morales Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Lauren Beckman Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA | $0 | |
| 18-03148 | 03/13/2020 | Claimant(s): Kurtis Magee Claimant Lawyers(s): Neda Ataie Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Jeffrey E. Skogsbergh, Joseph C. Watson, Paul Isaac Matloff Hearing Site: Los Angeles, CA | $0 | |
| 19-01720 | 03/13/2020 | Claimant(s): Matt Ward Claimant Lawyers(s): Kurt T. Kalberer Respondent(s): A.G.P. / Alliance Global Partners Respondent Lawyers(s): Robert H. Decker Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | $0 | |
| 19-02275 | 03/13/2020 | Claimant(s): David Sipe Claimant Lawyers(s): Frances Menzer Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | $0 | |
| 19-03529 | 03/06/2020 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Todd Kleinfeld Respondent Lawyers(s): Todd Jeffery Kleinfeld Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | $0 | |
| 19-02568 | 02/28/2020 | Claimant(s): Donald Crane Claimant Lawyers(s): Chad E Weaver Respondent(s): Cetera Advisor Networks Llc Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | $0 | |
| 19-00810 | 02/25/2020 | Claimant(s): David Hunt Claimant Lawyers(s): Sylvia M. Scott Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Carole G. Miller Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA | $0 | |
| 17-01267 | 02/20/2020 | Claimant(s): Jenny Resnick, Robert Resnick Claimant Lawyers(s): Marc I Zussman Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas N. George Arbitrator(s): Mary M. O'Neil, Aurelio A. Garcia, Loyd A Wright Hearing Site: Los Angeles, CA | | $0 |