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FINRA Awards for Lynn Hirschfeld Brahin

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Displaying 21-30 out of 63 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0183201/26/2021Claimant(s): Matthew Kneifl
Claimant Lawyers(s): Gregory Simon
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
20-0144801/19/2021Claimant(s): James Holt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Indianapolis, IN
20-0133612/18/2020Claimant(s): Kassie Soulek
Claimant Lawyers(s): Brian Luther
Respondent(s): SII Investments.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Milwaukee, WI
19-0272109/22/2020Claimant(s): Darlene Aguirre, Darlene Aguirre IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Jason Williams
Respondent Lawyers(s): Dochtor Kennedy
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Indianapolis, IN
Checkmark Icon$73,000
20-0059009/04/2020Claimant(s): Louis Hill, Marsha Hill
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Mark Perry, Brokers International Financial Services
Respondent Lawyers(s): Connie M. Fickel
Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Natalie R Dickey
Hearing Site: Indianapolis, IN
Checkmark IconDismissed by Rule 12206/12504
18-0036607/20/2020Claimant(s): Cendrowski Selecky Professional Corp
Claimant Lawyers(s): Jessica Lynn Dagley
Respondent(s): Brent Kalka, David Nissen, Avantax Investment Services.
Respondent Lawyers(s): Nancy L. Hendrickson
Arbitrator(s): Lynn Hirschfeld Brahin, Susan L. Walker, Walter Patrick Giblin
Hearing Site: Chicago, IL
Checkmark Icon$0
19-0325507/03/2020Claimant(s): John Piemonte
Claimant Lawyers(s): Brian Sasan Hormozi
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
17-0217704/08/2020Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Rajesh Gupta
Respondent Lawyers(s): Aaron Maduff
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
19-0284702/11/2020Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Garry T. Stevens
Respondent(s): Sherri Weintrop
Respondent Lawyers(s): Sherri Frank Weintrop
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: St. Louis, MO
19-0002910/25/2019Claimant(s): Jonathan Beukelman, Mark Geist
Claimant Lawyers(s): Cheryl S. Chang
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew F. Renna
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Omaha, NE

63 Results

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