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FINRA Awards for Robert E. Jenks

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Displaying 31-40 out of 64 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0035608/20/2020Claimant(s): Mark Williams
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
19-0357007/21/2020Claimant(s): Craig Nelson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Robert E. Jenks
Hearing Site: Las Vegas, NV
19-0313305/27/2020Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
19-0081505/11/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N Will
Respondent(s): Lino Safieddine
Respondent Lawyers(s): Lino Safieddine
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
19-0031502/03/2020Claimant(s): Michael Bakos
Claimant Lawyers(s): Frances Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie Blickenstaff
Arbitrator(s): Robert E. Jenks
Hearing Site: San Diego, CA
18-0173909/27/2019Claimant(s): Timothy Tremblay
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): Prudential Equity Group, Centaurus Financial., Voya Financial Advisors.
Respondent Lawyers(s): Alan S. Brodherson, Christina Vourakis, Michael West
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
18-0381908/07/2019Claimant(s): Thomas Goodson
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
18-0368205/31/2019Claimant(s): Brian Levy
Claimant Lawyers(s): Frances Menzer
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
18-0014102/22/2019Claimant(s): Justin Williams
Claimant Lawyers(s): James A. Sigler
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsey
Arbitrator(s): Robert E. Jenks, Bruce Oldham, Jacqueline Diane French
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206
18-0247602/08/2019Claimant(s): Ryan Gordon
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA

64 Results

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