Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01012 | 11/16/2021 | Claimant(s): Ronald Carson Claimant Lawyers(s): Stephan Louviere Respondent(s): Cetera Advisor Networks Respondent Lawyers(s): David Feldstein Arbitrator(s): Mark L Miller Hearing Site: Omaha, NE | ||
| 21-00306 | 10/25/2021 | Claimant(s): Sofia Ward Claimant Lawyers(s): Stephan Louviere Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 21-00900 | 10/22/2021 | Claimant(s): Adam Lampe Claimant Lawyers(s): Stephan Louviere Respondent(s): Proequities. Respondent Lawyers(s): Jennifer M. Moore Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 21-00025 | 06/24/2021 | Claimant(s): Anthony Calderon Claimant Lawyers(s): Stephan Louviere Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Robert E. Jenks Hearing Site: Phoenix, AZ | ||
| 20-02946 | 05/18/2021 | Claimant(s): Matthew Williams Claimant Lawyers(s): Stephan Louviere Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Louis M. Parker, Denis Frank, Carrie Lynette Thompson Jones Hearing Site: Phoenix, AZ | ||
| 20-03194 | 04/29/2021 | Claimant(s): Charles Miller Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc., Citicorp Investment Services Respondent Lawyers(s): Adam Kauff, Demian J. Betz, Kathryn D. Perreault Arbitrator(s): Martin A. Feigenbaum Hearing Site: Boca Raton, FL | ||
| 20-03132 | 04/13/2021 | Claimant(s): Julia Brufke Wenger Claimant Lawyers(s): Stephan Louviere Respondent(s): Cincinnati Analysts. Respondent Lawyers(s): Mark J. Mahoney Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | ||
| 20-03077 | 03/26/2021 | Claimant(s): William Ho Claimant Lawyers(s): Stephan Louviere Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): John F. Burns Hearing Site: Columbus, OH | ||
| 20-03241 | 03/23/2021 | Claimant(s): Stephen Wingard Claimant Lawyers(s): Stephan Louviere Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-03174 | 03/15/2021 | Claimant(s): David Donat Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Peter H. Daly Hearing Site: Rapid City, SD |