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FINRA Awards for Cleveland, OH

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Displaying 91-100 out of 227 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0201701/20/2017Claimant(s): Abed Darwish
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Key Investment Services LLC
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jeffrey M. Bain, Michael S. Jordan, Douglas Lucera Alder
Hearing Site: Cleveland, OH
15-0107109/02/2016Claimant(s): John Gross
Claimant Lawyers(s): Michael J. Elliott
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary J. Lieberman
Arbitrator(s): Marianne L. Simpson, John C. Aten, Gary Lee Ainley
Hearing Site: Cleveland, OH
15-0057008/15/2016Claimant(s): David Knowles
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Gary Weiss, Lawrence Fawcett, Thomas Diamante, Salomon Whitney Financial
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Edward L. Roth, Jason C. Blackford, Thomas R. Skulina
Hearing Site: Cleveland, OH
Checkmark IconStipulated Award
15-0105208/10/2016Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Leonard Stover
Respondent Lawyers(s): Leonard Gregory Stover
Arbitrator(s): John C. Aten
Hearing Site: Cleveland, OH
14-0289102/24/2016Claimant(s): Calvin Griffith, Helen Cherry
Claimant Lawyers(s): John S. Chapman
Respondent(s): Larry Werbel
Respondent Lawyers(s): Scott C. Matasar
Arbitrator(s): Jeffrey M. Bain, G. Daniel Carney, Nancy Fioritto
Hearing Site: Cleveland, OH
Checkmark Icon$100,375
15-0005301/14/2016Claimant(s): Ronald Farhi
Claimant Lawyers(s): Ronald Farhi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Gregory P. Szuter
Hearing Site: Cleveland, OH
Checkmark Icon$0
15-0017412/07/2015Claimant(s): Larry Stawinski
Claimant Lawyers(s): Larry Donald Stawinski
Respondent(s): Emily Destrampe, Richard Hargis
Respondent Lawyers(s): Courtney A. Clark
Arbitrator(s): Edward A. Grupp
Hearing Site: Cleveland, OH
Checkmark Icon$0
15-0047611/20/2015Claimant(s): William Henry
Claimant Lawyers(s): William C. Henry
Respondent(s): Patrick Murray
Respondent Lawyers(s): Anthony J. Borelli
Arbitrator(s): John T. Meredith
Hearing Site: Cleveland, OH
Checkmark Icon$0
14-0118609/11/2015Claimant(s): Charles Winter, Jennifer Winter
Claimant Lawyers(s): Courtney M. Yeager
Respondent(s): Victor Bull, Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Frank C. Fogl, Richard S. Hines, Gary Lee Ainley
Hearing Site: Cleveland, OH
Checkmark Icon$109,590
14-0130609/11/2015Claimant(s): Jeremiah Lang, Lisa Lang
Claimant Lawyers(s): Chad M. Kohler
Respondent(s): Victor Bull, Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Frank C. Fogl, Ellen Holland Keller, Eileen B. Vernon
Hearing Site: Cleveland, OH
Checkmark Icon$94,741

227 Results

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