09-04688 | 02/11/2010 | Claimant(s): Dolores Locher Claimant Lawyers(s): John A Locher Respondent(s): Gary King, Ameriprise Financial Services. Respondent Lawyers(s): Howard William Klausmeier, Howard Klausmeier Arbitrator(s): William H. Morris Hearing Site: Detroit, MI
| | $10,425 |
08-01386 | 01/25/2010 | Claimant(s): Dale Beaman, Gina Beaman, D and G Momentum Claimant Lawyers(s): Curt R. Craton Respondent(s): Ameriprise Financial Services., Walter Coulter Respondent Lawyers(s): Chad Weaver, Walter Lee Coulter Arbitrator(s): Martin Mandel, Robert W. Vernon Hearing Site: Los Angeles, CA
| | $135,037 |
09-00086 | 11/30/2009 | Claimant(s): Altynai Berksoy, Volkan Berksoy Claimant Lawyers(s): Volkan Berksoy Respondent(s): Daniel Clark, Ameriprise Financial Services. Respondent Lawyers(s): Courtney R. Reid Arbitrator(s): Thomas E. Shuck, Philip H. Marmurowski, Gregory B. Wood Hearing Site: Las Vegas, NV
| | $0 |
09-00965 | 11/23/2009 | Claimant(s): City Securities Corporation Claimant Lawyers(s): John T.L. Koening Respondent(s): Brian Osner, Ameriprise Financial Services. Respondent Lawyers(s): Dennis J. Concilla Arbitrator(s): R. Van Young, Raymond M. Kirtley, Eugene G. Ziobron Hearing Site: Indianapolis, IN
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09-02026 | 11/11/2009 | Claimant(s): Timothy Parker Claimant Lawyers(s): Timothy E Parker Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Cathy Gress Springer Arbitrator(s): Jerry M. Helfand Hearing Site: Minneapolis, MN
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09-01725 | 11/10/2009 | Claimant(s): Michael Melman Claimant Lawyers(s): Michael Melman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Courtney R. Reid Arbitrator(s): Andrew R. Dick Hearing Site: Minneapolis, MN
| | $0 |
08-01298 | 10/02/2009 | Claimant(s): Helen DeCarlo Claimant Lawyers(s): Mark S. Guralnick Respondent(s): Ameriprise Financial Services., Mark Marshall, Tom Romanac Respondent Lawyers(s): Geddes D. Anderson Arbitrator(s): Christopher M. Shulman, Paul A. Holmes, Alan E. Linden Hearing Site: Orlando, FL
| | Stipulated Award and Expungement |
08-03618 | 10/01/2009 | Claimant(s): Ameriprise Financial Services., Ameriprise Financial. Claimant Lawyers(s): John L. Einstein Respondent(s): Martin Smith Respondent Lawyers(s): Musa L. Eubanks Arbitrator(s): David L. Ruderman, Gregory R. Banasz, David Paul Clark Hearing Site: Baltimore, MD
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08-01978 | 08/31/2009 | Claimant(s): Rosalie Sellitto Claimant Lawyers(s): Barry M. Bordetsky Respondent(s): Ameriprise Financial Services., Michael Sangirardi Respondent Lawyers(s): Michael J. Zaretsky Arbitrator(s): Peter J. Kenny, Judith Levin, Howard Weitz Hearing Site: New York, NY
| | $67,750 |
09-00271 | 08/03/2009 | Claimant(s): Donna Lail Claimant Lawyers(s): Donna Lail Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Cathy Gress Springer Arbitrator(s): Bruce Jones Hearing Site: Indianapolis, IN
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