| 10-05162 | 05/23/2011 | Claimant(s): James Quincy Steigelman
Claimant Lawyers(s): James Q. Steigelman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
|  | $10,590 |
| 10-00550 | 05/10/2011 | Claimant(s): Ameriprise Advisor Services., Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Alfred Keyser
Respondent Lawyers(s): Alfred Keyser
Arbitrator(s): John A. Gray, Stephanie Jean Malevich, Gerald B. Marcovsky
Hearing Site: Washington, DC
| | |
| 09-06788 | 04/21/2011 | Claimant(s): Spade Chan
Claimant Lawyers(s): Mark P. Meuser
Respondent(s): Bruce Bordelon, Ameriprise Financial Services., Johnny Ng
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Frank R Weaver, Nancy Hutt, Barbara M. Anscher
Hearing Site: San Francisco, CA
| | |
| 10-00328 | 04/19/2011 | Claimant(s): World-Wide Sports Promotion, Ltd
Claimant Lawyers(s): Steven Michael Schwartz
Respondent(s): Ameriprise Financial Services., Jared Cohen
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
| | $0 |
| 10-00380 | 04/07/2011 | Claimant(s): Christopher Hutchinson
Claimant Lawyers(s): Brian J. Sommer
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Paul H. McKenna, Kathleen K. Murphy, James J. Puhala
Hearing Site: Pittsburgh, PA
| | |
| 09-06154 | 03/24/2011 | Claimant(s): Kevin Afnan
Claimant Lawyers(s): Andrew A. Kabat
Respondent(s): Ameriprise Advisor Services., Ameriprise Financial Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Bert S Cliff, Ellen Holland Keller, Robert M Lustig
Hearing Site: Cleveland, OH
| | |
| 09-06863 | 03/23/2011 | Claimant(s): Michael Musachio
Claimant Lawyers(s): Steven M Kaplan
Respondent(s): Geri Pell, Ameriprise Financial Services., Paul Santucci
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Paul A. Merolla, Brian J. Burstin, Richard Gee
Hearing Site: New York, NY
| | $0 |
| 08-01957 | 03/09/2011 | Claimant(s): "Bruce" Moghaddam-Jafary
Claimant Lawyers(s): Faramarz Moghaddam-Jafary
Respondent(s): Ameriprise Financial Services., Ameriprise Financial.
Respondent Lawyers(s): Bryan C. Keane
Arbitrator(s): David J. Anderson, Christine A. Page, Richard J. Stall
Hearing Site: Los Angeles, CA
| | |
| 09-04037 | 03/08/2011 | Claimant(s): Louis Bortolussi, Luanne Schafer, Nina Bortolussi
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Ameriprise Financial Services., William Bynum
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert J. Scafuri, Joseph R. Papo, Michael James Malone
Hearing Site: Detroit, MI
| | $30,000 |
| 10-05199 | 03/04/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): John Aitken
Respondent Lawyers(s): John R. Aitken
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
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