| 11-00632 | 10/03/2012 | Claimant(s): David Mengo
Claimant Lawyers(s): David A. Mengo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
|  | Expungement |
| 11-00892 | 09/19/2012 | Claimant(s): Dharmendra Patel and Saroj Patel
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
| | Expungement |
| 11-01469 | 09/07/2012 | Claimant(s): William Sheka
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): R. Lee Britton Jr.
Hearing Site: Houston, TX
| | Expungement |
| 11-03933 | 08/29/2012 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Edward Berry
Respondent Lawyers(s): Edward Todd Berry
Arbitrator(s): Monette E. Draper
Hearing Site: Indianapolis, IN
| | |
| 11-03296 | 08/10/2012 | Claimant(s): The Estate of Fern B. Heaton
Claimant Lawyers(s): Terance P. Perry
Respondent(s): Ameriprise Financial Services., Jared Losing
Respondent Lawyers(s): Howard M. Klausmeier, Susan E. Sheely
Arbitrator(s): Bernard F. Vail
Hearing Site: Helena, MT
| | $0 |
| 11-01675 | 08/06/2012 | Claimant(s): Russell King
Claimant Lawyers(s): Scott M. Ratchick
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): J. Rice Ferrelle
Arbitrator(s): Joel Steven Arogeti, Consuelo L. Kertz, James Albert Nofi
Hearing Site: Atlanta, GA
| | |
| 11-02090 | 08/02/2012 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): James Turner
Respondent Lawyers(s): James Turner
Arbitrator(s): Deborah C. Bernot, Stephanie P. Lebhar, Robert Miller Lawder, CLU
Hearing Site: Phoenix, AZ
| | |
| 11-01937 | 07/20/2012 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Bradley Barnett
Respondent Lawyers(s): M. Tyler Reynolds
Arbitrator(s): Richard B. Lewis
Hearing Site: Louisville, KY
| | |
| 11-02048 | 07/18/2012 | Claimant(s): William Charles Jones
Claimant Lawyers(s): William Charles Jones
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
| | Expungement |
| 11-02575 | 07/17/2012 | Claimant(s): Michael Higgins
Claimant Lawyers(s): Mannie Kalman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Debra Brothers Self, Richard Djokic, Kenneth Harry Combs
Hearing Site: Albuquerque, NM
| | |
