| 12-00768 | 01/18/2013 | Claimant(s): Lillian D'Elia
Claimant Lawyers(s): Lillian D'Elia
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Randy R. Freedman
Hearing Site: Boca Raton, FL
|  | $0 |
| 09-06899 | 01/07/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Iman Dauod
Respondent Lawyers(s): Iman Dauod
Arbitrator(s): Suzanne Viau Chamberlain
Hearing Site: Los Angeles, CA
| | |
| 12-02806 | 12/21/2012 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Kyle Horton
Respondent Lawyers(s): Kyle Horton
Arbitrator(s): Karla Y. Vogel
Hearing Site: Atlanta, GA
| | |
| 11-04572 | 12/14/2012 | Claimant(s): Peter Suyama
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Glenn M. Salvo
Arbitrator(s): Nickey D. Turner, Jane C. Carney, Charles A. Zuckerman
Hearing Site: Washington, DC
| | |
| 11-03423 | 12/12/2012 | Claimant(s): Tappan Merrick
Claimant Lawyers(s): David Chun
Respondent(s): Dean McGill, Ameriprise Financial Services., Robert Stern
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Laurel Littman Gothelf, William Michael Samsel, Roger Gilbert
Hearing Site: San Francisco, CA
| | |
| 10-05197 | 11/30/2012 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Patrick Kohls
Respondent Lawyers(s): Kyle W. Wilcox
Arbitrator(s): Alan Stamm
Hearing Site: Albuquerque, NM
| | |
| 11-03230 | 11/21/2012 | Claimant(s): Cynthia Flynn, John Flynn
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Dominic Sacca, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Roman S. Gribbs
Hearing Site: Detroit, MI
| | $107,379 |
| 12-01717 | 11/19/2012 | Claimant(s): Karen L. Milia, IRA, Mark S. Milia
Claimant Lawyers(s): Mark S. Milia
Respondent(s): Christian Hammer-Huber, Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Ellen Holland Keller
Hearing Site: Cleveland, OH
| | $0 |
| 11-02507 | 10/29/2012 | Claimant(s): Brian Williams
Claimant Lawyers(s): Peter Pattakos
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): John C. DeMoss
Hearing Site: Minneapolis, MN
| | $37,500 |
| 11-00501 | 10/19/2012 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Nicoli Grove
Respondent Lawyers(s): Kathleen A. DeLaney
Arbitrator(s): Joseph L. Claypool, Emily J. Lewis, John Andrew Wagner
Hearing Site: Indianapolis, IN
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