| 14-00975 | 05/19/2015 | Claimant(s): James Acciaioli
Claimant Lawyers(s): James Acciaioli
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
|  | $987 |
| 13-03227 | 05/18/2015 | Claimant(s): Cindy Shi
Claimant Lawyers(s): Cindy Shu-Way Shi
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Melissa Raphan
Arbitrator(s): Nicholas J. Caputo, Carol Ann Jensen, Sarah Jane Militello
Hearing Site: San Francisco, CA
| | |
| 09-06970 | 05/14/2015 | Claimant(s): Joseph Collins
Claimant Lawyers(s): Joseph Collins
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Gregory E. Cater, Malcolm Edwin Whittaker, Susan Meek
Hearing Site: Houston, TX
| | |
| 14-03598 | 05/07/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Irma Hampton
Respondent Lawyers(s): Jessica C. Neufeld
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
| | |
| 13-03508 | 04/28/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Theodore Cavaliere
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
| | |
| 14-00380 | 04/28/2015 | Claimant(s): A. Paul, Geneva BCCX XIV, Lionsgate TIC 29, SHS Houston 28
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Richard W. Dissen, Timothy Shay Davis, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
| | Expungement |
| 14-00577 | 04/27/2015 | Claimant(s): Candice Adkins, Linda Thomas, Dick & Marth Fish Farms., Geneva BCCXXV
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Stuart K. Furman, Arve Alexander Wikstrom, Richard Merritt Langway
Hearing Site: Orlando, FL
| | Expungement |
| 14-02787 | 04/22/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Charles Garner
Respondent Lawyers(s): Charles E. Garner
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
| | |
| 14-02283 | 04/10/2015 | Claimant(s): Bart Burris, Bret Burris, Brian Burris, Leslie Rode, Thomas Harshman, Estate of Janet Burris
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Ameriprise Financial Services., IDS Life Insurance Company
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard S. Zaifert, Lawrence Gray Sanders, Byron Sheldon Arbeit
Hearing Site: Tampa, FL
| | Expungement |
| 13-02723 | 04/09/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason K. Roberts
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): James P. McLaughlin
Arbitrator(s): Barry Goldman, Barbara A. Johannessen, Anthony Allen Mogle
Hearing Site: Detroit, MI
| | |
