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FINRA Awards for Theodore Cavaliere

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0350804/28/2015Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Theodore Cavaliere
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL

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