Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01742 | 04/03/2023 | Claimant(s): David Wilson Claimant Lawyers(s): Samantha Pastor Respondent(s): Robert W. Baird & Co. Incorporated, First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Todd A. Holleman Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 22-01138 | 01/30/2023 | Claimant(s): Jason Lee Claimant Lawyers(s): Samantha Pastor Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Valerie Holder Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA | ||
| 22-00531 | 12/22/2022 | Claimant(s): Derrick Andrews Claimant Lawyers(s): Samantha Pastor Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle B. Mayfield Arbitrator(s): Helen Marinak Blohm Hearing Site: Reno, NV | ||
| 22-00780 | 12/15/2022 | Claimant(s): Matthew Harris Claimant Lawyers(s): Samantha Pastor Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL | ||
| 22-00418 | 12/05/2022 | Claimant(s): Jeffrey Golubeff Claimant Lawyers(s): Samantha Pastor Respondent(s): Invest Financial Corporation, J.W. Cole Financial Inc. Respondent Lawyers(s): John Hitchings, Samuel N. Kopmar Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 22-01071 | 11/08/2022 | Claimant(s): Frank Gavidia Claimant Lawyers(s): Samantha Pastor Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 21-02578 | 10/21/2022 | Claimant(s): Jeffrey Blum Claimant Lawyers(s): Samantha Pastor Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL | ||
| 21-02801 | 08/31/2022 | Claimant(s): Trevor Siani Claimant Lawyers(s): Samantha Pastor Respondent(s): Comerica Securities Respondent Lawyers(s): John P. Kincade Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | ||
| 21-01875 | 05/20/2022 | Claimant(s): Francis Tran Claimant Lawyers(s): Samantha Pastor Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Emma M. Tomsick Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 21-01736 | 03/09/2022 | Claimant(s): Monique Morrison Claimant Lawyers(s): Samantha Pastor Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA |