| 12-01916 | 03/20/2015 | Claimant(s): Barry Cassese
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Charles Carrillo, Louis Ward, Michael Finnan, Paul Metz, K.C. Ward Financial, Morgan Wilshire Securities.
Respondent Lawyers(s): Charles M. O'Rourke, Robert I. Rabinowitz, Robert Van De Veire
Arbitrator(s): Linda Ashley, C. Kenneth Yoblon, Phillip Weitzman
Hearing Site: New York, NY
| | |
| 12-03014 | 01/28/2015 | Claimant(s): Peter Spinelli
Claimant Lawyers(s): David I. Greenberger
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): Linda Ashley, Arthur H. Sobel, Leslie Ruth Nydick
Hearing Site: New York, NY
| | |
| 13-01949 | 03/24/2014 | Claimant(s): Carl Governale
Claimant Lawyers(s): Carl D. Governale
Respondent(s): Perrin, Holden & Davenport Capital
Respondent Lawyers(s): Braff Eisenman
Arbitrator(s): Neil G. Gargiulo, Linda Ashley, Edward W. Morris
Hearing Site: New York, NY
|  | $61,000 |
| 12-03512 | 08/07/2013 | Claimant(s): Hari Polavarapu
Claimant Lawyers(s): Hari Chandra Polavarapu
Respondent(s): Auriga USA
Respondent Lawyers(s): Richard W. Chun
Arbitrator(s): Barbara J. Glenns, Theresa R. Joyner, Linda Ashley
Hearing Site: New York, NY
| | |
| 12-01511 | 05/14/2013 | Claimant(s): Carrie Meyers, Joseph Meyers
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Joseph Calabrese
Arbitrator(s): Linda Ashley, Howard A. Litvack, Louis P. Wagman
Hearing Site: New York, NY
| | Expungement |
| 11-00862 | 06/06/2012 | Claimant(s): Melaine LLC
Claimant Lawyers(s): Richard Kraut
Respondent(s): Neal Deutsch, Chestnut Investment Group, First Allied Securities.
Respondent Lawyers(s): Michael Schwartzberg
Arbitrator(s): Linda R. Alpert, Linda Ashley, Sheryl-Anne Sastow
Hearing Site: New York, NY
| | $0 |
| 11-00831 | 04/27/2012 | Claimant(s): Jon Huerta
Claimant Lawyers(s): Johnathan Sack
Respondent(s): Macquarie Capital (USA) Inc.
Respondent Lawyers(s): Hema Chatlani
Arbitrator(s): John B. Myers, Linda Ashley, Ira S. Cure
Hearing Site: New York, NY
| | |
| 11-01553 | 10/19/2011 | Claimant(s): Paul Manelis
Claimant Lawyers(s): Paul Joseph Manelis
Respondent(s): WJB Capital Group.
Respondent Lawyers(s): Mark Skolnick
Arbitrator(s): Linda Ashley
Hearing Site: New York, NY
| | |
| 09-00352 | 03/14/2011 | Claimant(s): Satish Anand
Claimant Lawyers(s): Brian Neville
Respondent(s): Alfred Cali, Granite Securities, Obsidian Financial Group, PGP Financial.
Respondent Lawyers(s): Alfred Guy Cali, Brian Reis, Ellen R. Lozinski
Arbitrator(s): Linda Ashley, Leslie Ruth Nydick, Thomas A. Abitabile
Hearing Site: New York, NY
| | $125,650 |
| 08-04271 | 08/05/2009 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Steven G. Leventhal
Respondent(s): Marvin Wolfman
Respondent Lawyers(s): Marvin I. Wolfman
Arbitrator(s): Linda Ashley
Hearing Site: New York, NY
| | $0 |
