| 18-00148 | 05/14/2019 | Claimant(s): Marc Scudillo
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America., 1St Global Capital Corp.
Respondent Lawyers(s): Judith A. Knudsen, Tyler Schubauer
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
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| 18-00300 | 05/14/2019 | Claimant(s): March Scudillo
Claimant Lawyers(s): Michael Bessette
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
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| 18-00335 | 05/14/2019 | Claimant(s): Marc Scudillo
Claimant Lawyers(s): Eric Litow
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Ronald Harris Kisner
Hearing Site: New York, NY
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| 17-03462 | 05/13/2019 | Claimant(s): Marc Scudillo
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America., 1St Global Capital Corp.
Respondent Lawyers(s): Christina M. Heller, Judith A. Knudsen
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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| 18-00989 | 04/15/2019 | Claimant(s): Richard Allison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
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| 18-01738 | 01/14/2019 | Claimant(s): Richard Maxey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America., Valic Financial Advisors.
Respondent Lawyers(s): Chad Weaver, Cora E. MacLean
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
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| 18-00830 | 01/11/2019 | Claimant(s): Richard Del Monte
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Securities America.
Respondent Lawyers(s): Chad E. Weaver
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
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| 18-00480 | 12/03/2018 | Claimant(s): Charles Duncan
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
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| 17-03459 | 09/25/2018 | Claimant(s): Securities America.
Claimant Lawyers(s): Tyler Joseph Schubauer
Respondent(s): Oded Jacobowitz
Respondent Lawyers(s): Oded Joseph Jacobowitz
Arbitrator(s): Bryan Lane Berson
Hearing Site: New York, NY
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| 17-02477 | 08/31/2018 | Claimant(s): Christopher Wynne, David Austin, Lisa Schiffer, Niraj Bhandari
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s): Securities America.
Respondent Lawyers(s): Bruce M. Bettigole
Arbitrator(s): James R. McGuone, Gary P. Alexander, Jay A Kaplan
Hearing Site: Atlanta, GA
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