17-02532 | 11/27/2017 | Claimant(s): Kenneth Wise Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI
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17-01717 | 11/17/2017 | Claimant(s): Michael Prokop Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Nancy Kramer Hearing Site: New York, NY
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17-00040 | 10/16/2017 | Claimant(s): Mark Soukup Claimant Lawyers(s): Christopher P. Litterio Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA
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17-00402 | 10/02/2017 | Claimant(s): Andrew Rieger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley, Citigroup Global Markets. Respondent Lawyers(s): Chan Nam, David I. Hantman Arbitrator(s): Olivia Milbank Farrar Hearing Site: Washington, DC
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17-00550 | 09/29/2017 | Claimant(s): Mark Graham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA
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16-02889 | 09/28/2017 | Claimant(s): Christopher Stoddard Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA
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17-01602 | 09/19/2017 | Claimant(s): Leonard Kichler Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Richard W. Dissen Hearing Site: Cincinnati, OH
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16-03244 | 09/07/2017 | Claimant(s): Craig Ferrantino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A.G. Edwards & Sons., Citigroup Global Markets., Next Financial Group. Respondent Lawyers(s): Angela A. Turiano, David I. Hantman, John T. Unger Arbitrator(s): William G. Binckes Hearing Site: New York, NY
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16-00740 | 08/10/2017 | Claimant(s): Leonard Suskind Claimant Lawyers(s): Daniel S. Newman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Michael A. Levin, Will Murphy, Paul J. Burkhart Hearing Site: Boca Raton, FL
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16-03194 | 06/26/2017 | Claimant(s): Dale Miller Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc., Citigroup Global Markets Inc. Respondent Lawyers(s): David I. Hantman, Valerie I. Holder Arbitrator(s): Philip Aaron Tymon Hearing Site: Seattle, WA
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