Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02609 | 11/16/2020 | Claimant(s): James Smith Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 20-02373 | 11/06/2020 | Claimant(s): Kurt Maier Claimant Lawyers(s): David I. Hantman Respondent(s): J.P. Morgan Securities Inc Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-02659 | 11/06/2020 | Claimant(s): Matthew Powell Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Jeffry M. Bauer Hearing Site: Louisville, KY | ||
| 20-01968 | 09/18/2020 | Claimant(s): Jeffrey Alecci Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 20-00497 | 08/28/2020 | Claimant(s): Shaun Nicholson Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Mark A. Sipper Hearing Site: Cincinnati, OH | ||
| 20-01107 | 08/19/2020 | Claimant(s): Albert Carpenter Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley, UBS Financial Services Inc., Citigroup Global Markets. Respondent Lawyers(s): Amanda B. Protess, Omar Perez, Trae D. Meyr Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA | ||
| 20-01079 | 06/18/2020 | Claimant(s): John Wilfong Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Harvey R. Linder Hearing Site: Memphis, TN | ||
| 20-00387 | 05/12/2020 | Claimant(s): Hitesh Mittal Claimant Lawyers(s): David I. Hantman Respondent(s): Alps Distributors. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 20-00601 | 05/01/2020 | Claimant(s): Mark Kravietz Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Anna Lascar Hearing Site: New York, NY | ||
| 20-00295 | 04/07/2020 | Claimant(s): Cesar Chicayban Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Amanda B. Protess Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY |