Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02367 | 03/19/2021 | Claimant(s): Michelle Parretti Claimant Lawyers(s): Daniel D'Costa Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Steven S. Manos Hearing Site: Boston, MA | ||
| 20-01506 | 03/17/2021 | Claimant(s): Timothy Nolan Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mary E. Bassett Hearing Site: Boston, MA | ||
| 20-02964 | 03/16/2021 | Claimant(s): Michael Capobianco Claimant Lawyers(s): John A. Mangones Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 17-02966 | 03/11/2021 | Claimant(s): Turner Bynum Claimant Lawyers(s): Turner Edward "Ted" Bynum Respondent(s): Stephen Dellelo, Next Financial Group. Respondent Lawyers(s): Steven N. Fuller Arbitrator(s): Amy Lampert, Gene M. Bauer Hearing Site: Boston, MA |  | Expungement |
| 19-00007 | 03/09/2021 | Claimant(s): Susan Cable, Estate of Graham M. Polonsky Claimant Lawyers(s): Alexander Aron Flig Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Samuel H. Chorches, Robert E. Anderson, Denise L. Presley Hearing Site: Boston, MA | | $0 |
| 20-02149 | 03/04/2021 | Claimant(s): Jeremy Benoit Claimant Lawyers(s): Dochtor Kennedy Respondent(s): John Hancock Mutual Life Insurance Co. Respondent Lawyers(s): William A. Gottlieb Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | ||
| 20-02330 | 03/04/2021 | Claimant(s): Richard Cella Claimant Lawyers(s): Michael B. Cosentino Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Arthur J. Giacomarra, Sharon L. Monroe, Howard N. Gorney Hearing Site: Boston, MA | ||
| 20-03415 | 03/04/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): John W. Joyce Respondent(s): Jameile Cawley Respondent Lawyers(s): Jameile D. Cawley Arbitrator(s): B. John Dill Hearing Site: Boston, MA | ||
| 20-02477 | 02/24/2021 | Claimant(s): Timothy Davis Claimant Lawyers(s): Stephan Louviere Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 20-01869 | 02/03/2021 | Claimant(s): Jason Skolnick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA |